AAOI · NASDAQ · Communication Equipment

Applied Optoelectronics

Vertically integrated maker of optical transceivers, laser chips, and cable-network equipment.

$106.95
After-hours close+0.73 (+0.69%)
At close$106.22(−6.23%)

Breakdown13F · Form 4

Institutions 80.30%64.43M sharesInsiders 4.54%3.65M sharesOther 15.16%12.17M shares

Shares outstanding 80.24M · Float 75.88M · 94.6% free float

Top shareholders13F · 13D/G · Form 4

HolderShares% outstandingFormFiled
BlackRock, Inc.6.45M8.04%13FAug 7, 2026
Invesco Ltd.3.41M4.25%13FAug 14, 2026
Vanguard Capital Management LLC3.36M4.19%13FAug 13, 2026
Marex Group PLC2.83M3.53%13FAug 14, 2026
Vanguard Portfolio Management LLC2.65M3.30%13FAug 13, 2026

Institutions13F, as of Jun 30, 2026

544 holders · 64.43M shares · 178 new positions · 315 increased · 149 reduced · 72 closed

HolderShares% outstandingChg q/qFiled
BlackRock, Inc.6.45M8.04%−742.1KAug 7, 2026
Invesco Ltd.3.41M4.25%+1.40MAug 14, 2026
Vanguard Capital Management LLC3.36M4.19%+301.5KAug 13, 2026
Marex Group PLC2.83M3.53%+2.54MAug 14, 2026
Vanguard Portfolio Management LLC2.65M3.30%+849.8KAug 13, 2026
UBS Group AG2.11M2.63%+1.14MAug 13, 2026
Oberweis Asset Management Inc/1.79M2.23%−558.8KAug 14, 2026
Geode Capital Management, LLC1.67M2.08%+49.6KAug 12, 2026

Beneficial owners13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
BlackRock, Inc.7.10%3.04MNov 8, 2024
Marex Securities Products Inc.5.60%4.49M13GMay 13, 2026
Jane Street Group, LLC5.30%4.10M13GMar 23, 2026

InsidersForm 4

InsiderRoleShares% outstandingFiled
Chih-Hsiang (Thompson) Lindirector, officer: President and CEO1.38M1.72%Aug 4, 2026
Shu-Hua (Joshua) Yehofficer: *** See Remarks377.5K0.47%Aug 20, 2026
Stefan J. Murryofficer: Chief Financial Officer371.2K0.46%Aug 12, 2026
Richard B. Blackdirector329.9K0.41%Jun 11, 2026
Hung-Lun (Fred) Changofficer: *** See Remarks280.1K0.35%Jul 23, 2026
Che-Wei Lindirector254.7K0.32%Jun 11, 2026
William H. Yehdirector240.0K0.30%Jun 11, 2026
Min-Chu (Mike) Chendirector182.2K0.23%Jun 11, 2026
David C. Kuoofficer: *** See Remarks145.8K0.18%Jul 23, 2026
Cynthia DeLaneydirector60.8K0.08%Jun 11, 2026

4 people have not refiled in the last 18 months (341.1K shares), so they are not in the figure above

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Aug 18, 2026
Shu-Hua (Joshua) Yehofficer: *** See Remarks
Sale6,000$147.73377,498
Aug 10, 2026
Stefan J. Murryofficer: Chief Financial Officer
Sale4,000$144.79371,168
Aug 4, 2026
Shu-Hua (Joshua) Yehofficer: *** See Remarks
Sale4,715$126.50383,498
Jul 21, 2026
Shu-Hua (Joshua) Yehofficer: *** See Remarks
Sale1,285$120.02392,922
Jul 10, 2026
Stefan J. Murryofficer: Chief Financial Officer
Sale4,000$122.09380,576
Jun 18, 2026
Shu-Hua (Joshua) Yehofficer: *** See Remarks
Sale6,000$171.89394,207
Jun 17, 2026
Hung-Lun (Fred) Changofficer: *** See Remarks
Sale40,329$170.60286,124
Jun 12, 2026
Hung-Lun (Fred) Changofficer: *** See Remarks
Sale34,000$166.53326,453
Jun 12, 2026
David C. Kuoofficer: *** See Remarks
Sale29,227$166.53149,078
Jun 12, 2026
Chih-Hsiang (Thompson) Lindirector, officer: President and CEO
Sale59,000$166.531,302,436

CongressHouse and Senate disclosures

Not reported.