CAT · NYSE · Agricultural - Machinery

Caterpillar

Builds heavy equipment and power systems, backed by dealers, services and financing.

$799.82
After-hours close−0.18 (−0.02%)
At close$800.00(−2.08%)

Breakdown13F · Form 4

Institutions 234.56%Insiders 0.18%

A 13F quarter can total more than the shares outstanding — sub-advisers file the same block twice, and a filer's own share count can be a quarter stale. No split is drawn from it.

Shares outstanding 460.64M · Float 458.95M · 99.6% free float

Top shareholders13F · 13D/G · Form 4

HolderShares% outstandingFormFiled
BlackRock, Inc.37.99M8.25%13FAug 7, 2026
State Street Corp34.39M7.47%13FAug 7, 2026
Vanguard Capital Management LLC30.08M6.53%13FAug 13, 2026
State Farm Mutual Automobile Insurance Co14.51M3.15%13FAug 12, 2026
Vanguard Portfolio Management LLC12.03M2.61%13FAug 13, 2026

Institutions13F, as of Jun 30, 2026

4,173 holders · 1.08B shares · 459 new positions · 1,889 increased · 1,600 reduced · 165 closed

HolderShares% outstandingChg q/qFiled
BlackRock, Inc.37.99M8.25%+822.1KAug 7, 2026
State Street Corp34.39M7.47%−488.3KAug 7, 2026
Vanguard Capital Management LLC30.08M6.53%−156.7KAug 13, 2026
State Farm Mutual Automobile Insurance Co14.51M3.15%−55.4KAug 12, 2026
Vanguard Portfolio Management LLC12.03M2.61%+320.4KAug 13, 2026
Geode Capital Management, LLC11.18M2.43%+48.0KAug 12, 2026
Fisher Asset Management, LLC9.94M2.16%+166.6KAug 4, 2026
Morgan Stanley7.50M1.63%+4.8KAug 13, 2026

Beneficial owners13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Vanguard Capital Management7.47%34.78M13GApr 29, 2026

InsidersForm 4

InsiderRoleShares% outstandingFiled
III Donald J. Umplebyofficer: Executive Chairman464.2K0.10%Mar 6, 2026
Bob de Langeofficer: Group President86.0K0.02%May 7, 2026
Andrew R. J. Bonfieldofficer: CFO Emeritus52.9K0.01%May 7, 2026
Denise C. Johnsonofficer: Group President49.8K0.01%May 15, 2026
Anthony D. Fassinoofficer: Group President46.0K0.01%May 12, 2026
Joseph E. Creedofficer: Chief Executive Officer34.5K0.01%May 12, 2026
Kyle Joseph Epleyofficer: Chief Financial Officer20.9K0.00%May 12, 2026
Cheryl H. Johnsonofficer: Chief Human Resources Officer15.3K0.00%Mar 5, 2025
Debra L. Reeddirector13.2K0.00%Jun 11, 2026
Jason Kaiserofficer: Group President9.3K0.00%May 6, 2026

29 people have not refiled in the last 18 months (1.87M shares), so they are not in the figure above

Latest trades

DateInsiderTypeSharesAvg priceOwned after
May 14, 2026
Denise C. Johnsonofficer: Group President
Sale · 8 lots12,605$907.9149,825
May 13, 2026
William E. Schauppofficer: Chief Accounting Officer
Sale360$906.00530
May 13, 2026
Denise C. Johnsonofficer: Group President
Sale · 2 lots6,196$909.7949,825
May 11, 2026
Anthony D. Fassinoofficer: Group President
Sale · 2 lots16,283$916.8046,041
May 6, 2026
Andrew R. J. Bonfieldofficer: CFO Emeritus
Sale15,674$918.7152,935
May 6, 2026
Anthony D. Fassinoofficer: Group President
Sale · 2 lots9,152$926.2546,041
May 6, 2026
Bob de Langeofficer: Group President
Sale · 2 lots24,222$922.9286,029
May 5, 2026
Rodney Michael Shurmanofficer: Group President
Sale · 2 lots5,639$903.182,546
May 4, 2026
David MacLennandirector
Purchase250$876.848,206
May 4, 2026
Jason Kaiserofficer: Group President
Sale5,642$883.039,594

CongressHouse and Senate disclosures

MemberTypeAmountOwnerTradedDisclosed
Rep. Tim WalbergPurchase$15,001 – $50,000JointFeb 7, 2025Jun 4, 2026
Rep. Jared Moskowitz · FL23Sale$1,001 – $15,000Mar 31, 2026May 1, 2026
Sen. John Boozman · ARPurchase$1,001 – $15,000JointJan 29, 2026Feb 15, 2026