Capital Southwest
Provides flexible capital across the lower-middle-market capital structure.
$25.38
After-hours close−0.08 (−0.33%)
At close$25.46(+0.24%)
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Breakdown13F · Form 4
Institutions 27.89%17.33M sharesInsiders 2.15%1.34M sharesOther 69.96%43.47M shares
Shares outstanding 62.14M · Float 60.19M · 96.9% free float
Institutions13F, as of Jun 30, 2026
197 holders · 17.33M shares · 35 new positions · 108 increased · 55 reduced · 14 closed
| Holder | Shares | % outstanding | Chg q/q | Filed |
|---|---|---|---|---|
| Van Eck Associates Corp | 1.53M | 2.46% | +399.1K | Aug 14, 2026 |
| UBS Group AG | 1.22M | 1.96% | +364.1K | Aug 13, 2026 |
| Two Sigma Investments, LP | 1.18M | 1.90% | −1.17M | Aug 14, 2026 |
| Sound Income Strategies, LLC | 934.3K | 1.50% | +31.0K | Jul 20, 2026 |
| Sanders Morris Harris LLC | 760.0K | 1.22% | −351.2K | Jul 7, 2026 |
| Empowered Funds, LLC | 525.7K | 0.85% | −93.4K | Aug 17, 2026 |
| Empirical Finance, LLC | 525.5K | 0.85% | −93.4K | Aug 14, 2026 |
| Legal & General Group PLC | 499.7K | 0.80% | +56.6K | Aug 14, 2026 |
Beneficial owners13D/G · 5% or more, as filed
No 13D/G filer at 5% or more on record.
InsidersForm 4
| Insider | Role | Shares | % outstanding | Filed |
|---|---|---|---|---|
| Michael Scott Sarner | director, officer: President and CEO | 587.7K | 0.95% | Jun 10, 2026 |
| Joshua S. Weinstein | officer: Senior Managing Director & CIO | 380.6K | 0.61% | Jun 10, 2026 |
| Chris Rehberger | officer: Chief Financial Officer | 216.0K | 0.35% | Jun 10, 2026 |
| Jack D. Furst | director | 49.9K | 0.08% | Aug 11, 2026 |
| David R. Brooks | director | 42.9K | 0.07% | Aug 11, 2026 |
| Ramona Lynn Rogers-Windsor | director | 25.1K | 0.04% | Aug 11, 2026 |
| William R. III Thomas | director | 20.7K | 0.03% | Aug 12, 2026 |
| Christine Battist | director | 16.1K | 0.03% | Aug 11, 2026 |
2 ten-percent owners hold 3.05M shares by Form 4, outside the officers-and-directors figure above · 21 people have not refiled in the last 18 months (6.19M shares), so they are not in the figure above
Latest trades
| Date | Insider | Type | Shares | Avg price | Owned after |
|---|---|---|---|---|---|
| Jun 30, 2026 | Ramona Lynn Rogers-Windsordirector | Purchase | 211 | $23.70 | 23,091 |
| Jun 17, 2026 | Christine Battistdirector | Purchase | 860 | $23.23 | 14,075 |
| Jun 5, 2026 | William R. III Thomasdirector | Sale | 4,661 | $23.29 | 13,683 |
| Jun 5, 2026 | William R. III Thomasdirector | Purchase | 5,000 | $23.40 | 18,683 |
| Jun 1, 2026 | Ramona Lynn Rogers-Windsordirector | Purchase | 213 | $23.42 | 22,880 |
| Feb 27, 2026 | Michael Scott Sarnerdirector, officer: President and CEO | Purchase | 2,695 | $21.90 | 473,154 |
| Feb 9, 2026 | Christine Battistdirector | Purchase | 600 | $23.16 | 13,215 |
| Oct 1, 2025 | Ramona Lynn Rogers-Windsordirector | Purchase | 463 | $21.55 | 21,612 |
CongressHouse and Senate disclosures
Not reported.