Equus Total Return
Internally managed BDC with concentrated energy and fire-suppression holdings.
$1.01
After-hours close−0.04 (−3.81%)
At close$1.05(+1.95%)
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Breakdown13F · Form 4
Institutions 0.90%125.5K sharesInsiders 30.03%4.19M sharesOther 69.07%9.65M shares
Shares outstanding 13.97M · Float 5.75M · 41.2% free float
Institutions13F, as of Mar 31, 2026
8 holders · 125.5K shares · 0 new positions · 1 increased · 0 reduced · 2 closed
| Holder | Shares | % outstanding | Chg q/q | Filed |
|---|---|---|---|---|
| Morgan Stanley | 35.7K | 0.26% | 0 | May 15, 2026 |
| Shufro Rose & Co LLC | 31.3K | 0.22% | 0 | May 15, 2026 |
| MSH Capital Advisors LLC | 21.7K | 0.16% | 0 | May 11, 2026 |
| Schwarz Dygos Wheeler Investment Advisors LLC | 20.0K | 0.14% | 0 | May 8, 2026 |
| Blue Bell Private Wealth Management, LLC | 9.1K | 0.07% | 0 | May 11, 2026 |
| Advisor Group Holdings, Inc. | 4.9K | 0.04% | +725 | May 15, 2026 |
| NBC Securities, Inc. | 2.8K | 0.02% | 0 | Apr 14, 2026 |
| Wells Fargo & Company/MN | 1 | 0.00% | 0 | Jul 8, 2026 |
Beneficial owners13D/G · 5% or more, as filed
| Holder | % of class | Shares | Form | Filed |
|---|---|---|---|---|
| Howard Todd Horberg | 5.61% | 783.0K | 13D | Jun 23, 2026 ↗ |
InsidersForm 4
| Insider | Role | Shares | % outstanding | Filed |
|---|---|---|---|---|
| John A. Hardy | director, 10 percent owner, officer: CEO | 3.86M | 27.65% | Sep 17, 2025 |
| Kenneth I. Denos | director, officer: Secretary | 332.6K | 2.38% | Sep 17, 2025 |
7 ten-percent owners hold 7.64M shares by Form 4, outside the officers-and-directors figure above · 20 people have not refiled in the last 18 months (3.60M shares), so they are not in the figure above
Latest trades
No open-market trades in the last 12 months.
CongressHouse and Senate disclosures
Not reported.