Heritage Global
Auction, resale, brokerage, and loan-sale advisory services for industrial and financial assets.
$1.27
After-hours close+0.02 (+1.60%)
At close$1.25(−2.34%)
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Breakdown13F · Form 4
Institutions 36.30%12.61M sharesInsiders 14.86%5.16M sharesOther 48.84%16.96M shares
Shares outstanding 34.74M · Float 25.75M · 74.1% free float
Institutions13F, as of Mar 31, 2026
38 holders · 12.61M shares · 7 new positions · 13 increased · 13 reduced · 10 closed
| Holder | Shares | % outstanding | Chg q/q | Filed |
|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 2.24M | 6.46% | −140.5K | May 15, 2026 |
| Mink Brook Asset Management LLC | 2.24M | 6.44% | +209.4K | Apr 1, 2026 |
| Topline Capital Management, LLC | 1.79M | 5.14% | −65.5K | May 15, 2026 |
| Vanguard Capital Management LLC | 1.66M | 4.77% | +1.66Mnew | May 15, 2026 |
| Truffle Hound Capital, LLC | 1.10M | 3.17% | 0 | May 7, 2026 |
| Koshinski Asset Management, Inc. | 917.3K | 2.64% | 0 | Apr 27, 2026 |
| Militia Capital Management LLC | 563.9K | 1.62% | +563.9Knew | Aug 12, 2026 |
| Geode Capital Management, LLC | 342.1K | 0.98% | −18.0K | May 15, 2026 |
Beneficial owners13D/G · 5% or more, as filed
| Holder | % of class | Shares | Form | Filed |
|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 6.50% | 2.24M | 13G | May 15, 2026 ↗ |
| Mink Brook Asset Management LLC | 6.40% | 2.24M | 13G | Apr 6, 2026 ↗ |
| Vanguard Capital Management | 5.28% | 1.83M | 13G | Apr 30, 2026 ↗ |
| Topline Capital Management, LLC | 5.10% | 1.93M | 13G | Feb 10, 2025 ↗ |
InsidersForm 4
| Insider | Role | Shares | % outstanding | Filed |
|---|---|---|---|---|
| Ross Dove | director, officer: CEO | 2.32M | 6.68% | Mar 26, 2025 |
| David Van Ludwig | director, officer: President of subsidiary | 1.03M | 2.96% | Mar 28, 2025 |
| Samuel L. Shimer | director | 352.5K | 1.01% | Mar 26, 2026 |
| Michael Hexner | director | 272.1K | 0.78% | Mar 26, 2026 |
| James Edward Sklar | officer: EVP, Gen Counsel & Secretary | 257.4K | 0.74% | May 8, 2026 |
| Brian J. Cobb | officer: CFO | 245.4K | 0.71% | Aug 20, 2026 |
| Thomas Van Ludwig | officer: President, NLEX | 222.6K | 0.64% | May 18, 2026 |
| Nicholas Kirk Dove | officer: President, Industrial Assets | 186.0K | 0.54% | Aug 17, 2026 |
| Barbara A. Sinsley | director | 101.3K | 0.29% | Mar 26, 2026 |
| Kelly S. Sharpe | director | 95.8K | 0.28% | Mar 27, 2026 |
5 ten-percent owners hold 23.49M shares by Form 4, outside the officers-and-directors figure above · 12 people have not refiled in the last 18 months (5.13M shares), so they are not in the figure above
Latest trades
| Date | Insider | Type | Shares | Avg price | Owned after |
|---|---|---|---|---|---|
| Aug 20, 2026 | Brian J. Cobbofficer: CFO | Purchase | 20,000 | $1.10 | 245,353 |
| Aug 17, 2026 | Bruce Kenneth Hounsellofficer: President, Heritage DebtX LLC | Purchase | 10,000 | $1.14 | 10,000 |
| Aug 17, 2026 | Nicholas Kirk Doveofficer: President, Industrial Assets | Purchase | 60,000 | $1.10 | 186,000 |
| May 21, 2026 | Nicholas Kirk Doveofficer: President, Industrial Assets | Purchase | 26,000 | $1.22 | 126,000 |
| May 1, 2026 | James Edward Sklarofficer: EVP, Gen Counsel & Secretary | Sale | 3,734 | $1.33 | 257,391 |
| Apr 1, 2026 | James Edward Sklarofficer: EVP, Gen Counsel & Secretary | Sale | 3,734 | $1.35 | 261,125 |
| Mar 2, 2026 | James Edward Sklarofficer: EVP, Gen Counsel & Secretary | Sale | 3,734 | $1.30 | 264,859 |
| Feb 2, 2026 | James Edward Sklarofficer: EVP, Gen Counsel & Secretary | Sale | 3,734 | $1.37 | 268,593 |
| Jan 2, 2026 | James Edward Sklarofficer: EVP, Gen Counsel & Secretary | Sale | 3,734 | $1.23 | 272,327 |
| Dec 1, 2025 | James Edward Sklarofficer: EVP, Gen Counsel & Secretary | Sale | 3,734 | $1.31 | 276,061 |
CongressHouse and Senate disclosures
Not reported.