Horizon Technology Finance
Provides secured venture loans to development-stage companies across four target sectors.
$4.75
After-hours close+0.04 (+0.85%)
At close$4.71(−2.28%)
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Breakdown13F · Form 4
Institutions 15.90%7.96M sharesInsiders 0.69%345.7K sharesOther 83.41%41.77M shares
Shares outstanding 50.08M · Float 49.69M · 99.2% free float
Institutions13F, as of Jun 30, 2026
113 holders · 7.96M shares · 64 new positions · 92 increased · 9 reduced · 12 closed
| Holder | Shares | % outstanding | Chg q/q | Filed |
|---|---|---|---|---|
| Morgan Stanley | 1.06M | 2.11% | +1.01M | Aug 13, 2026 |
| Bulldog Investors, LLP | 658.6K | 1.32% | +658.6Knew | Aug 14, 2026 |
| Marshall Wace, LLP | 592.2K | 1.18% | +420.5K | Aug 13, 2026 |
| Caprock Group, LLC | 454.4K | 0.91% | +454.4Knew | Jul 27, 2026 |
| Green Alpha Advisors, LLC | 429.9K | 0.86% | −160.2K | Aug 11, 2026 |
| Legal & General Group PLC | 386.2K | 0.77% | +57.6K | Aug 14, 2026 |
| Eagle Point Credit Management LLC | 366.2K | 0.73% | 0 | Aug 11, 2026 |
| Virtus Investment Advisers, Inc. | 252.5K | 0.50% | +108.5K | Aug 11, 2026 |
Beneficial owners13D/G · 5% or more, as filed
No 13D/G filer at 5% or more on record.
InsidersForm 4
| Insider | Role | Shares | % outstanding | Filed |
|---|---|---|---|---|
| Michael Balkin | director, officer: Chief Executive Officer | 243.5K | 0.49% | Jun 10, 2026 |
| Thomas J. Allison | director | 56.6K | 0.11% | Jun 11, 2026 |
| Daniel R. Trolio | officer: Executive VP and CFO | 15.0K | 0.03% | Jun 10, 2026 |
| Paul G. Seitz | officer: Chief Investment Officer | 12.2K | 0.02% | Jun 10, 2026 |
| Kimberley Ann O'Connor | director | 10.0K | 0.02% | Jun 11, 2026 |
| Jonathan Joseph Goodman | director | 8.3K | 0.02% | Jun 10, 2026 |
1 ten-percent owner holds 891.4K shares by Form 4, outside the officers-and-directors figure above · 11 people have not refiled in the last 18 months (324.8K shares), so they are not in the figure above
Latest trades
| Date | Insider | Type | Shares | Avg price | Owned after |
|---|---|---|---|---|---|
| Jun 9, 2026 | Kimberley Ann O'Connordirector | Purchase | 10,000 | $4.37 | 10,000 |
| Jun 9, 2026 | Thomas J. Allisondirector | Purchase | 6,000 | $4.36 | 56,617 |
| Jun 9, 2026 | Michael Balkindirector, officer: Chief Executive Officer | Purchase | 100,000 | $4.34 | 223,527 |
| Jun 9, 2026 | Paul G. Seitzofficer: Chief Investment Officer | Purchase | 11,477 | $4.35 | 12,242 |
| Jun 10, 2026 | Daniel R. Trolioofficer: Executive VP and CFO | Purchase | 11,500 | $4.34 | 15,023 |
| Jun 9, 2026 | Jonathan Joseph Goodmandirector | Purchase | 6,000 | $4.33 | 8,312 |
CongressHouse and Senate disclosures
Not reported.