HeartCore Enterprises (HTCR)
Guiding Japanese companies through U.S. IPO readiness and listing support.
Something off on this page? Send us feedback.
Provides cross-border IPO readiness and capital-markets consulting to Japanese private companies pursuing U.S. listings, with related M&A and digital-securities consulting. Revenue is engagement-based, combining cash fees with client equity rights, while the business operates outside regulated broker-dealer, investment, legal and accounting roles.
Provides Go IPO, a readiness and project-support service for private Japanese companies pursuing U.S. listings. Work spans introductions to professional firms, internal-control documentation, accounting-data conversion to U.S. GAAP, English translation, S-1/F-1 preparation assistance, listing support, web pages and investor decks. Newer activities include M&A advisory and Higgs Field consulting for self-offered corporate bonds and similar digital securities in Japan.
Sources clients through securities firms, legal and accounting advisers, financial consultants, referrals, seminars and targeted outreach, then establishes longer-term advisory engagements. Fees combine cash installments with client warrants or stock-acquisition rights. Delivery depends on clients’ readiness and selected law firms, underwriters and auditors; advisory roles exclude securities solicitation, negotiation, investor screening, due diligence, valuation, investment, legal and accounting advice. Broader digital-securities activity remains subject to Japanese regulatory approval.
Company facts
Categories
No analyst consensus on record.
EPSReportedEstimate
RevenueReportedEstimate
Balance sheet, Jun 30, 2026Cash & short-term investments $3.3M · Total debt $419.4K · Total assets $8.9M · Shareholders' equity $4.9M
- Revenue
- $321.4K
- Operating income
- −$824.0K
- Net income
- −$2.0M
History
| Ex-date | Record | Paid | Amount | Note |
|---|---|---|---|---|
| Nov 10, 2025 | Nov 10 | Nov 17 | $0.13 | special dividend |
| Aug 19, 2024 | Aug 19 | Aug 26 | $0.02 | |
| Apr 25, 2024 | Apr 26 | May 3 | $0.02 |
| Institutions10 holders · as of Mar 31, 2026 | 0.88% | 13.4K shares | |
| Insiders5 holders · as of Jun 2, 2025 | 43.23% | 655.1K shares | |
| Strategic holders1 holder · as of Jul 22, 2026 | 6.73% | 101.9K shares | |
| Otherremainder | 49.16% | 744.9K shares |
1.52M company shares as of Sep 3, 2026 · institutions as of Mar 31, 2026 · holders as of their latest filing
Top shareholders13F · 13D/G · Form 4
| Holder | Stake | Shares | Evidence |
|---|---|---|---|
Sumitaka YamamotoInsiderdirector, 10 percent owner, officer: Chairman, CEO & President | 35.23% | 533,868 | Form 4filed Dec 2, 2024 ↗ |
Daishin YasuiInsider10 percent owner | 7.26% | 110,088 | Form 4filed Jun 2, 2025 ↗ |
Hnatko Capital Inc.Strategic | 6.73% | 101,917 | 13Gfiled Jul 22, 2026 ↗ |
Kimio HosakaInsiderdirector, officer: Chief Operating Officer | 0.38% | 5,772 | Form 4filed Dec 2, 2024 ↗ |
Board of Trustees of the Leland Stanford Junior UniversityInstitution | 0.33% | 100,000 | 13Fas of Mar 31, 2026 |
| See all 17 → | |||
13F — a manager's quarterly holdings · 13D/13G — an ownership statement filed at 5% or more · Form 4 — an insider's transaction report
Insider tradesForm 4
Nothing filed in the last 12 months.
- Nomura (ADR)
Broad Japanese rival in IPO execution and cross-border M&A.
- Mizuho Financial Group (ADR)
U.S. IPO bookrunner with Japanese investor distribution.
- Mitsubishi UFJ Financial Group (ADR)
Digital-bond platform and securities group for Japanese issuers.
ComparePre-market
| Company | Price | Change | |||||
|---|---|---|---|---|---|---|---|
| HeartCore Enterprises | $2.41 | +3.88% | $3.4M | 0.8 | — | 0.5 | −93.2% |
| Nomura (ADR) | $10.45 | +1.90% | $29.96B | 12.1 | 13.9 | 0.0 | −36.2% |
| Mizuho Financial Group (ADR) | $11.10 | +0.30% | $134.86B | 15.3 | 18.4 | 2.4 | +14.0% |
| Mitsubishi UFJ Financial Group (ADR) | $23.86 | +1.86% | $264.10B | 15.4 | 19.1 | 2.9 | +24.7% |
| Median | 15.3 | 18.4 | 2.4 | +14.0% |