HTGC · NYSE · Asset Management

Hercules Capital

Provides senior-secured venture-growth loans to VC-backed technology and life-sciences companies.

$17.52
After-hours close+0.04 (+0.22%)
At close$17.49(−0.20%)

Breakdown13F · Form 4

Institutions 27.61%51.67M sharesInsiders 1.97%3.69M sharesOther 70.42%131.80M shares

Shares outstanding 187.16M · Float 171.47M · 91.6% free float

Top shareholders13F · 13D/G · Form 4

HolderShares% outstandingFormFiled
Van Eck Associates Corp3.88M2.07%13FAug 14, 2026
Sound Income Strategies, LLC3.67M1.96%13FJul 20, 2026
Citadel Advisors LLC2.94M1.57%13FAug 14, 2026
UBS Group AG2.65M1.41%13FAug 13, 2026
Scott Bluestein · director, officer: Chief Executive Officer2.48M1.32%Form 4Jul 13, 2026

Institutions13F, as of Jun 30, 2026

344 holders · 51.67M shares · 34 new positions · 167 increased · 104 reduced · 57 closed

HolderShares% outstandingChg q/qFiled
Van Eck Associates Corp3.88M2.07%+713.7KAug 14, 2026
Sound Income Strategies, LLC3.67M1.96%+285.5KJul 20, 2026
Citadel Advisors LLC2.94M1.57%+2.12MAug 14, 2026
UBS Group AG2.65M1.41%+151.8KAug 13, 2026
Two Sigma Investments, LP2.27M1.21%−59.0KAug 14, 2026
LPL Financial LLC1.86M0.99%+61.6KAug 7, 2026
Morgan Stanley1.81M0.97%+547.9KAug 13, 2026
Legal & General Group PLC1.68M0.90%+182.7KAug 14, 2026

Beneficial owners13D/G · 5% or more, as filed

No 13D/G filer at 5% or more on record.

InsidersForm 4

InsiderRoleShares% outstandingFiled
Scott Bluesteindirector, officer: Chief Executive Officer2.48M1.32%Jul 13, 2026
Seth H. Meyerofficer: President435.6K0.23%Jul 13, 2026
Thomas J. Fallondirector157.7K0.08%Mar 30, 2026
Christian Follmannofficer: Chief Operating Officer144.5K0.08%Jul 13, 2026
Robert P. Badavasdirector131.0K0.07%Jun 23, 2026
Gayle A. Crowelldirector97.6K0.05%Mar 30, 2026
Kiersten Zaza Botelhoofficer: Chief Legal Officer & CCO89.4K0.05%Jul 13, 2026
Wade Loodirector46.8K0.03%Mar 30, 2026
Andrew Olsonofficer: Chief Financial Officer30.4K0.02%May 28, 2026
Nikos Theodosopoulosdirector29.4K0.02%Mar 30, 2026

2 ten-percent owners hold 204.7K shares by Form 4, outside the officers-and-directors figure above · 23 people have not refiled in the last 18 months (3.47M shares), so they are not in the figure above

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Mar 26, 2026
Nikos Theodosopoulosdirector
Purchase7,317$14.3529,362
Mar 26, 2026
Gayle A. Crowelldirector
Purchase7,317$14.3597,589
Mar 26, 2026
Paramjeet K. Randhawadirector
Purchase2,926$14.3522,486
Mar 26, 2026
DeAnne Aguirredirector
Purchase7,317$14.3510,749
Mar 26, 2026
Thomas J. Fallondirector
Purchase7,300$14.30157,669
Mar 26, 2026
Wade Loodirector
Purchase7,317$14.3514,050
Mar 26, 2026
Robert P. Badavasdirector
Purchase3,658$14.355,070
Mar 4, 2026
Paramjeet K. Randhawadirector
Purchase3,050$14.7819,560
Mar 4, 2026
Christian Follmannofficer: Chief Operating Officer
Purchase · 2 lots10,000$14.68150,135
Feb 27, 2026
Scott Bluesteinofficer: Chief Executive Officer
Purchase7,000$14.352,516,379

CongressHouse and Senate disclosures

Not reported.