Delisting risk
KALA · NASDAQ · Biotechnology

KALA BIO

Evaluates biotech AI infrastructure while preserving biologics assets for potential partners.

$0.6902
After-hours close+0.00 (+0.01%)
At close$0.6901(−15.02%)

Breakdown13F · Form 4

Institutions 0.18%34.0K sharesInsiders 0.03%6.3K sharesOther 99.79%19.30M shares

Shares outstanding 19.34M · Float 18.59M · 96.1% free float

Top shareholders13F · 13D/G · Form 4

No 13F, 13D/G or Form 4 holder on record.

Institutions13F, as of Mar 31, 2026

26 holders · 34.0K shares · 8 new positions · 16 increased · 2 reduced · 10 closed

HolderShares% outstandingChg q/qFiled
Renaissance Technologies LLC8.4K0.04%+7.5KMay 14, 2026
Citadel Advisors LLC5.6K0.03%+4.5KMay 15, 2026
Geode Capital Management, LLC5.2K0.03%+4.0KMay 15, 2026
Virtu Financial LLC3.0K0.02%+1.3KMay 14, 2026
Adar1 Capital Management, LLC2.8K0.01%0May 18, 2026
Gsa Capital Partners LLP1.7K0.01%+1.7KnewMay 8, 2026
UBS Group AG1.3K0.01%+859May 5, 2026
Vanguard Capital Management LLC1.2K0.01%+1.2KnewMay 15, 2026

Beneficial owners13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Oxford Finance LLC16.50%13GDec 3, 2025
Baker Bros. Advisors LP9.99%13GFeb 17, 2026
Baker Bros. Advisors (GP) LLCincl. Felix J. Baker, Julian C. Baker +1 more9.99%13DOct 2, 2025
ADAR1 Capital Management GP, LLCincl. ADAR1 Capital Management, LLC, Daniel Schneeberger9.99%13GNov 14, 2024
LifeSci Capital LLC7.90%13GJan 13, 2026
David E. Lazar5.18%13DFeb 6, 2026

InsidersForm 4

InsiderRoleShares% outstandingFiled
Oxford Finance LLC10 percent owner32.4K0.17%Dec 3, 2025
Mark T. Iwickidirector2.1K0.01%Oct 24, 2025
Baker Bros. Advisors LPother: Former 10% owner9300.00%Oct 2, 2025
Darius Kharabiofficer: CHIEF BUSINESS OFFICER8350.00%Oct 24, 2025
Todd Bazemoredirector7190.00%Oct 24, 2025
Romulus K. Brazzellofficer: SEE REMARKS7190.00%Oct 24, 2025
Mary Reumuthofficer: CHIEF FINANCIAL OFFICER5780.00%Oct 24, 2025
Andrew I. Kovendirector3390.00%Jun 17, 2025
Howard B. Rosendirector3250.00%Jun 17, 2025
Gregory D. Perrydirector2670.00%Jun 17, 2025

8 ten-percent owners hold 45.0K shares by Form 4 — the 13D/G table above shows those stakes, the figure above counts officers and directors only · 8 people have not refiled in the last 18 months (9.0K shares), so they are not in the figure above

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Oct 22, 2025
Darius Kharabiofficer: CHIEF BUSINESS OFFICER
Sale20,806$0.830041,760
Oct 22, 2025
Romulus K. Brazzellofficer: SEE REMARKS
Sale46,748$0.830035,952
Oct 22, 2025
Todd Bazemoredirector
Sale47,768$0.830035,932
Oct 23, 2025
Mary Reumuthofficer: CHIEF FINANCIAL OFFICER
Sale967$0.820028,906
Oct 22, 2025
Mary Reumuthofficer: CHIEF FINANCIAL OFFICER
Sale32,230$0.830029,873
Oct 23, 2025
Mark T. Iwickidirector
Sale154,894$0.8100103,540
Oct 1, 2025
Baker Bros. Advisors LPother: Former 10% owner
Sale · 2 lots513,607$1.3846,480
Sep 30, 2025
Baker Bros. Advisors LPother: Former 10% owner
Sale · 2 lots216,801$1.6097,120

CongressHouse and Senate disclosures

Not reported.