Lion Group (ADR)
Chinese-investor-focused platform for TRS, CFDs, and OTC stock options.
Something off on this page? Send us feedback.
Breakdown13F · Form 4
Shares outstanding 4.0K · Float —
Float — provider float is below the insider stake.
Insiders — filings are in the shares behind the receipt.
This listing is a depositary receipt and the Form 4 positions here are filed in the shares behind it, a different unit from the share count and in a ratio the filings never state, so no insider percentage is shown.
The provider's float is smaller than the insider stake it should exclude, so it is not shown.
Institutions13F, as of Sep 30, 2025
6 holders · 52 shares · 1 new position · 3 increased · 0 reduced · 2 closed
| Holder | Shares | % outstanding | Chg q/q | Filed |
|---|---|---|---|---|
| Gamma Investing LLC | 36 | 0.91% | +1 | Oct 2, 2025 |
| UBS Group AG | 10 | 0.26% | +10 | Nov 13, 2025 |
| Rhumbline Advisers | 5 | 0.12% | +2 | Nov 6, 2025 |
| Barclays PLC | 2 | 0.05% | +2new | Mar 19, 2026 |
| Advisor Group Holdings, Inc. | 1 | 0.02% | 0 | Nov 14, 2025 |
| Group One Trading, L.P. | 0 | 0.00% | 0 | Nov 12, 2025 |
Beneficial owners13D/G · 5% or more, as filed
| Holder | % of class | Shares | Form | Filed |
|---|---|---|---|---|
| ATW Opportunities Master Fund, L.P. | 9.90% | 13G | Jul 9, 2025 ↗ | |
| Marex Financial | 7.80% | 13G | Feb 17, 2026 ↗ |
InsidersForm 4
No current Form 4 position on record.
4 positions are filed in the unlisted share unit (89.92M shares), which no share count here divides
Latest trades
| Date | Insider | Type | Shares | Avg price | Owned after |
|---|---|---|---|---|---|
| Aug 6, 2026 | HRT Financial LP10 percent owner | Sale | 45,130 | $0.9390 | 31,125 |
| Aug 5, 2026 | HRT Financial LP10 percent owner | Sale | 10,392 | $0.9270 | 76,255 |
| Aug 3, 2026 | HRT Financial LP10 percent owner | Sale | 1,827 | $0.9260 | 72,883 |
| Aug 4, 2026 | HRT Financial LP10 percent owner | Purchase | 13,764 | $0.9200 | 86,647 |
| Jul 30, 2026 | HRT Financial LP10 percent owner | Sale | 16,205 | $1.04 | 40,355 |
| Jul 31, 2026 | HRT Financial LP10 percent owner | Purchase | 34,355 | $0.9430 | 74,710 |
| Jul 29, 2026 | HRT Financial LP10 percent owner | Sale | 3,029 | $1.21 | 56,560 |
| Jul 27, 2026 | HRT Financial LP10 percent owner | Sale | 93,931 | $1.59 | 0 |
| Jul 23, 2026 | HRT Financial LP10 percent owner | Sale | 8,435 | $1.43 | 55,260 |
| Jul 24, 2026 | HRT Financial LP10 percent owner | Purchase | 27,702 | $0.9540 | 82,962 |
CongressHouse and Senate disclosures
Not reported.