OFS · NASDAQ · Asset Management

OFS Capital

Provides mainly debt capital, with lesser equity exposure, to U.S. middle-market companies.

$3.72
After-hours close+0.02 (+0.54%)
At close$3.70(+0.27%)

Breakdown13F · Form 4

Institutions 6.06%Insiders

Shares outstanding 13.40M · Float 13.32M · 99.4% free float

Insiders — no current Form 4 position.

Top shareholders13F · 13D/G · Form 4

HolderShares% outstandingFormFiled
International Assets Investment Management, LLC109.9K0.82%13FMay 1, 2026
Virtus Investment Advisers, Inc.92.7K0.69%13FMay 14, 2026
Marshall Wace, LLP75.1K0.56%13FMay 15, 2026
O'Shaughnessy Asset Management, LLC61.2K0.46%13FMay 13, 2026
Bulldog Investors, LLP57.6K0.43%13FMay 8, 2026

Institutions13F, as of Mar 31, 2026

33 holders · 811.7K shares · 9 new positions · 15 increased · 10 reduced · 10 closed

HolderShares% outstandingChg q/qFiled
International Assets Investment Management, LLC109.9K0.82%−43.3KMay 1, 2026
Virtus Investment Advisers, Inc.92.7K0.69%+10.4KMay 14, 2026
Marshall Wace, LLP75.1K0.56%−4.0KMay 15, 2026
O'Shaughnessy Asset Management, LLC61.2K0.46%−1.8KMay 13, 2026
Bulldog Investors, LLP57.6K0.43%0May 8, 2026
Squarepoint Ops LLC50.3K0.38%+8.0KMay 15, 2026
Vident Advisory, LLC49.2K0.37%+49.2KnewMay 15, 2026
Two Sigma Investments, LP44.0K0.33%−28.2KMay 15, 2026

Beneficial owners13D/G · 5% or more, as filed

No 13D/G filer at 5% or more on record.

InsidersForm 4

No current Form 4 position on record.

3 ten-percent owners hold 5.91M shares by Form 4, outside the officers-and-directors figure above · 8 people have not refiled in the last 18 months (3.08M shares), so they are not in the figure above

Latest trades

Nothing filed in the last 12 months.

CongressHouse and Senate disclosures

Not reported.