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OXLCI · NASDAQ · Asset Management

Oxford Lane Capital (OXLCI)

Invests in CLO equity and junior debt backed by senior corporate loans.

$25.80

At close−0.04 (−0.15%)

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Breakdown13F · 13D/G · Form 4

Insiders2 holders · as of Dec 17, 2024

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13.30M shares

No reliable share count is available for this listing, so stakes are shown as shares, not percentages.

Top shareholders13F · 13D/G · Form 4

Holder	Stake	Shares	Evidence
Jonathan H. CohenInsiderdirector, officer: Chief Executive Officer	—	7.82M	Form 4filed Dec 17, 2024 ↗
Saul B. RosenthalInsiderdirector, officer: President	—	5.47M	Form 4filed Dec 17, 2024 ↗
Daniel Michael SpinnerInsider	—4.80% of class, as filed	—	13Gfiled May 22, 2020 ↗
Investment ManagementInstitution	—7.20% of class, as filed	—	13Gfiled Feb 14, 2023 ↗
Karpus Management, Inc.Institution	—25.14% of class, as filed	—	13Gfiled Feb 13, 2026 ↗
Leroy Scott FrantzInsider	—7.10% of class, as filed	—	13Gfiled Apr 7, 2026 ↗
Thomas J. Herzfeld Advisors, Inc.Institution	—13.18% of class, as filed	—	13G/Afiled Feb 14, 2017 ↗
Thomas Philip MajewskiInsider	—20.05% of class, as filed	—	13Dfiled May 8, 2026 ↗
Mark Jeffrey Ashenfelter¹Insiderdirector	—	30,000	Form 4filed Mar 13, 2023 ↗
John Stuart Reardon²Insiderdirector	—	6,000	Form 4filed Feb 18, 2020 ↗
David S. Shin³Insiderdirector	—	5,728	Form 4filed Feb 10, 2020 ↗

Last filed Mar 13, 2023; leaving the company requires no filing. Not in the bar.
Last filed Feb 18, 2020; leaving the company requires no filing. Not in the bar.
Last filed Feb 10, 2020; leaving the company requires no filing. Not in the bar.

13D/13G — an ownership statement filed at 5% or more · Form 4 — an insider's transaction report

Institutions13F

No 13F holders on record.

Ownership statements13D/G · 5% or more, as filed

Holder	% of class	Form	Filed
Karpus Management, Inc.	25.14%	13G	Feb 13, 2026 ↗
Thomas Philip Majewskiincl. Eagle Point Credit Management LLC	20.05%	13D	May 8, 2026 ↗
Leroy Scott Frantz	7.10%	13G	Apr 7, 2026 ↗

Oxford Lane Capital (OXLCI)

Breakdown13F · 13D/G · Form 4

Top shareholders13F · 13D/G · Form 4

Institutions13F

Ownership statements13D/G · 5% or more, as filed

Insider tradesForm 4

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