Ex-dividend in 5d · $0.25
Saratoga Investment
Provides customized capital to private U.S. middle-market businesses through loans and selected equity investments.
$18.24
After-hours close0.00 (0.00%)
At close$18.24(−0.49%)
Something off on this page? Send us feedback.
Breakdown13F · Form 4
Institutions 11.45%1.87M sharesInsiders 4.46%727.3K sharesOther 84.09%13.72M shares
Shares outstanding 16.31M · Float 14.13M
This issuer lists more than one class and the share count spans them all, so a stake here reads as a share of the whole company, not of this class.
Institutions13F, as of Jun 30, 2026
65 holders · 1.87M shares · 7 new positions · 29 increased · 21 reduced · 10 closed
| Holder | Shares | % of company | Chg q/q | Filed |
|---|---|---|---|---|
| Lido Advisors, LLC | 181.5K | 1.11% | −17.6K | Aug 7, 2026 |
| Private Advisor Group, LLC | 146.7K | 0.90% | −18.5K | Jul 27, 2026 |
| Legal & General Group PLC | 141.2K | 0.87% | +18.3K | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | 127.0K | 0.78% | −10.6K | Jul 8, 2026 |
| Advisors Asset Management, Inc. | 121.6K | 0.75% | +15.0K | Aug 14, 2026 |
| International Assets Investment Management, LLC | 116.0K | 0.71% | +33.6K | Jul 22, 2026 |
| LPL Financial LLC | 111.9K | 0.69% | −2.1K | Aug 7, 2026 |
| Wells Fargo & Company/MN | 85.1K | 0.52% | −188 | Aug 14, 2026 |
Beneficial owners13D/G · 5% or more, as filed
No 13D/G filer at 5% or more on record.
InsidersForm 4
| Insider | Role | Shares | % of company | Filed |
|---|---|---|---|---|
| Christian L. Oberbeck | director, officer: CEO and Director | 683.8K | 4.19% | Aug 19, 2026 |
| Henri J. Steenkamp | director, officer: CFO, CCO, Treasurer and Sec. | 43.5K | 0.27% | Jul 30, 2025 |
8 ten-percent owners hold 374.4K shares by Form 4, outside the officers-and-directors figure above · 18 people have not refiled in the last 18 months (943.9K shares), so they are not in the figure above
Latest trades
No open-market trades in the last 12 months.
CongressHouse and Senate disclosures
Not reported.