SIEB · NASDAQ · Financial - Capital Markets

Siebert Financial (SIEB)

Operates brokerage, clearing and advisory services alongside sports and entertainment management.

$2.43
Pre-market−0.03 (−1.22%)
At close$2.46(−1.60%)

Breakdown13F · 13D/G · Form 4

Institutions55 holders · as of Mar 31, 20267.78%3.20M shares
Insiders7 holders · as of Aug 28, 202649.57%20.37M shares
Otherremainder42.65%17.53M shares

41.10M company shares as of Sep 3, 2026 · institutions as of Mar 31, 2026 · holders as of their latest filing

Top shareholders13F · 13D/G · Form 4

HolderStakeSharesEvidence
Gloria E. GebbiaInsiderdirector, 10 percent owner, other: Member of 10% owner group
23.86%9.80MForm 4filed Aug 28, 2026
Richard GebbiaInsiderother: Member of 10% owner group
8.89%3.65MForm 4filed Aug 28, 2026
John M. GebbiaInsiderother: Member of 10% owner group
5.87%2.41MForm 4filed Jan 22, 2026
David GebbiaInsiderother: Member of 10% owner group
4.35%1.79MForm 4filed Jan 22, 2026
Andrew McDonaldInsider
3.83%1.57M13G/Afiled Nov 19, 2021
BlackRock, Inc.Institution
1.90%779,58613Fas of Mar 31, 2026
Andrew H. ReichInsiderdirector, officer: EVP, COO CFO and Secretary
1.43%589,574Form 4filed Nov 24, 2025
Vanguard Capital Management LLCInstitution
1.34%550,61913Fas of Mar 31, 2026
Charles ZabattaInsiderdirector
1.34%550,439Form 4filed Jul 30, 2025
Geode Capital Management, LLCInstitution
1.06%435,53913Fas of Mar 31, 2026
UBS Group AGInstitution
0.39%160,59313Fas of Mar 31, 2026
Cetera Investment AdvisersInstitution
0.36%146,45913Fas of Mar 31, 2026
State Street CorpInstitution
0.35%144,23413Fas of Mar 31, 2026
Northern Trust CorpInstitution
0.34%138,62513Fas of Mar 31, 2026
Vanguard Fiduciary Trust CoInstitution
0.27%112,89513Fas of Mar 31, 2026
STRS OhioInstitution
0.20%84,20013Fas of Mar 31, 2026
Vanguard Portfolio Management LLCInstitution
0.20%80,71513Fas of Mar 31, 2026
Bridgeway Capital Management, LLCInstitution
0.14%57,26013Fas of Mar 31, 2026
Colony Group, LLCInstitution
0.09%36,48813Fas of Mar 31, 2026
Goldman Sachs Group IncInstitution
0.09%36,06813Fas of Mar 31, 2026
Bank of New York Mellon CorpInstitution
0.09%35,73613Fas of Mar 31, 2026
Charles Schwab Investment Management IncInstitution
0.09%35,18913Fas of Mar 31, 2026
Dimensional Fund Advisors LPInstitution
0.08%34,84113Fas of Mar 31, 2026
Deutsche Bank AG\Institution
0.08%32,82313Fas of Mar 31, 2026
Panagora Asset Management IncInstitution
0.08%32,76513Fas of Mar 31, 2026

13F — a manager's quarterly holdings · 13D/13G — an ownership statement filed at 5% or more · Form 4 — an insider's transaction report

Institutions13F, as of Mar 31, 2026

55 holders · 3.20M shares · 15 new positions · 26 increased · 20 reduced · 7 closed

HolderShares% outstandingChg q/qFiled
BlackRock, Inc.779.6K1.90%−11.5KMay 13, 2026
Vanguard Capital Management LLC550.6K1.34%+550.6KnewMay 15, 2026
Geode Capital Management, LLC435.5K1.06%+17.1KMay 15, 2026
UBS Group AG160.6K0.39%+73.3KMay 5, 2026
Cetera Investment Advisers146.5K0.36%−5.6KMay 13, 2026
State Street Corp144.2K0.35%0May 15, 2026
Northern Trust Corp138.6K0.34%+10.2KMay 14, 2026
Vanguard Fiduciary Trust Co112.9K0.27%+112.9KnewMay 8, 2026

Ownership statements13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
John J. Gebbiaincl. Gloria E. Gebbia, John M. Gebbia +3 more42.00%17.06M13DAug 28, 2026
Kimberly Gebbiaincl. David Gebbia, Richard Gebbia +2 more42.00%16.94M13DMay 29, 2025

Insider tradesForm 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
May 28, 2026
Richard Gebbiaother: Member of 10% owner group
Purchase15,000$1.86576,273

CongressHouse and Senate disclosures

Not reported.