TOP · NASDAQ · Financial - Capital Markets

Financial Group (TOP) (TOP)

Provides online futures and stock brokerage through third-party trading platforms.

$15.29
At close−0.22 (−1.42%)

Breakdown13F · 13D/G · Form 4

Institutions6 holders · as of Mar 31, 20260.44%32.6K ADS
Insiders5 holders · as of Jul 31, 202615.19%1.13M ADS
Otherremainder84.37%6.26M ADS

7.42M ADS (1 ADS = 5 ordinary shares) as of Aug 21, 2026 · institutions as of Mar 31, 2026 · holders as of their latest filing

The share count is from the company's Mar 2024 annual report; nothing newer is on file here.

Top shareholders13F · 13D/G · Form 4

HolderStakeSharesEvidence
Junli YangInsiderdirector, 10 percent owner, officer: DIRECTOR & CHAIRWOMAN
14.47%3.36M ordinary · 2.00M ordinaryForm 4filed Jul 31, 2026
Yung Yung LoInsiderofficer: CFO
0.65%242,400 ordinaryForm 4filed Jul 31, 2026
Renaissance Technologies LLCInstitution
0.13%48,700 ADS13Fas of Mar 31, 2026
Virtu Financial LLCInstitution
0.10%38,505 ADS13Fas of Mar 31, 2026
UBS Group AGInstitution
0.08%29,624 ADS13Fas of Mar 31, 2026
BlackRock, Inc.Institution
0.06%23,622 ADS13Fas of Mar 31, 2026
XTX Topco LtdInstitution
0.03%11,596 ADS13Fas of Mar 31, 2026
Geode Capital Management, LLCInstitution
0.03%11,095 ADS13Fas of Mar 31, 2026
Mei CaiInsiderdirector
0.02%8,043 ordinaryForm 4filed Jul 31, 2026
Anthony S. ChanInsiderdirector
0.02%8,043 ordinaryForm 4filed Jul 31, 2026
Mau Chung NgInsiderdirector
0.02%8,043 ordinaryForm 4filed Jul 31, 2026

13F — a manager's quarterly holdings · Form 4 — an insider's transaction report

Institutions13F, as of Mar 31, 2026

6 holders · 163.1K shares · 1 new position · 3 increased · 1 reduced · 1 closed

HolderShares% outstandingChg q/qFiled
Renaissance Technologies LLC48.7K0.66%+1.4KMay 14, 2026
Virtu Financial LLC38.5K0.52%+38.5KMay 14, 2026
UBS Group AG29.6K0.40%+28.5KMay 5, 2026
BlackRock, Inc.23.6K0.32%0May 13, 2026
XTX Topco Ltd11.6K0.16%−23.5KMay 15, 2026
Geode Capital Management, LLC11.1K0.15%0May 15, 2026

Ownership statements13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Junli Yangincl. Quantum Leap Limited17.10%13DJul 30, 2026

Insider tradesForm 4

Latest trades

Nothing filed in the last 12 months.

CongressHouse and Senate disclosures

Not reported.