ArrowMark Financial (BANX)
Invests in banking-related assets centered on regulatory-capital-relief securities.
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Generates income through long-term, non-control investments in banking-related assets, particularly regulatory-capital-relief securities issued by U.S. and foreign financial institutions. An externally managed, non-diversified closed-end fund, it also invests in community-bank securities and related debt instruments.
Seeks current income, capital preservation, and total risk-adjusted returns through long-term, non-control investments in banking-related assets. Its portfolio includes securities issued by community banks and regulatory-capital-relief securities issued by U.S. and foreign financial institutions.
The investment mix also includes term loans, structured debt securities, and trust-preferred or preferred securities. The reported 2024 mix was concentrated in regulatory-capital securities, while other asset types supplied the balance.
Management is supplied externally by ArrowMark Asset Management. The business therefore depends on banking-related assets and regulatory-capital-relief transactions, rather than on operating a conventional bank.
Company facts
Categories
No analyst consensus on record.
EPSReportedEstimate
RevenueReportedEstimate
Balance sheet, Jun 30, 2026Cash & short-term investments $2.3M · Total debt $40.8M · Total assets $248.8M · Shareholders' equity $203.5M
- Revenue
- $11.7M
- Operating income
- $7.2M
- Net income
- $5.8M
Raised for 10 straight years.
History
| Ex-date | Record | Paid | Amount | Note |
|---|---|---|---|---|
| Aug 24, 2026 | Aug 24 | Aug 31 | $0.15 | |
| Jul 24, 2026 | Jul 24 | Jul 31 | $0.15 | |
| Jun 23, 2026 | Jun 23 | Jun 30 | $0.15 | |
| May 22, 2026 | May 22 | May 29 | $0.15 | |
| Apr 23, 2026 | Apr 23 | Apr 30 | $0.15 | |
| Mar 23, 2026 | Mar 23 | Mar 31 | $0.15 | |
| Feb 3, 2026 | Feb 3 | Feb 27 | $0.15 | cut from $0.45 |
| Jan 22, 2026 | Jan 22 | Jan 30 | $0.10 | special dividend |
| Institutions37 holders · as of Jun 30, 2026 | 18.24% | 1.77M shares | |
| Insiders4 holders · as of Mar 31, 2026 | 0.20% | 19.2K shares | |
| Otherremainder | 81.56% | 7.90M shares |
9.69M company shares as of Aug 22, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing
Top shareholders13F · 13D/G · Form 4
| Holder | Stake | Shares | Evidence |
|---|---|---|---|
Arrowmark Colorado Holdings LLCInstitution | 9.14% | 884,834 | 13Fas of Jun 30, 2026 |
Stifel Financial CorpInstitution | 1.44% | 139,071 | 13Fas of Jun 30, 2026 |
Advisor Group Holdings, Inc.Institution | 1.35% | 131,069 | 13Fas of Jun 30, 2026 |
Noble Wealth Management PBCInstitution | 1.11% | 107,197 | 13Fas of Jun 30, 2026 |
Everstar Asset Management, LLCInstitution | 0.62% | 59,632 | 13Fas of Jun 30, 2026 |
| See all 25 → | |||
13F — a manager's quarterly holdings
Insider tradesForm 4
| Date | Insider | Role | Shares | Avg price |
|---|---|---|---|---|
| Mar 27, 2026 | Thompson Melissa Marano | director | +1,500 | $18.77 |
- Eagle Point Credit Company
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- Blackstone Secured Lending Fund
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- Blue Owl Capital
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Compare
| Company | Price | Change | |||||
|---|---|---|---|---|---|---|---|
| ArrowMark Financial | $20.98 | −0.80% | $203.7M | 15.1 | 11.5 | 8.8 | — |
| Eagle Point Credit Company | $3.93 | +1.11% | $511.6M | — | 5.5 | 64.2 | −21.7% |
| Ares Capital | $20.03 | +0.02% | $14.37B | 14.8 | 10.4 | 6.2 | +32.6% |
| Blackstone Secured Lending Fund | $24.91 | +0.97% | $5.74B | 19.4 | 9.4 | 5.4 | +25.9% |
| Blue Owl Capital | $11.36 | −0.04% | $5.64B | 20.3 | 8.8 | 4.0 | −20.8% |
| Median | 19.4 | 9.1 | 5.8 | +2.5% |