BANX · NASDAQ · Asset Management

ArrowMark Financial (BANX)

Invests in banking-related assets centered on regulatory-capital-relief securities.

$20.98
At close−0.17 (−0.80%)

Breakdown13F · 13D/G · Form 4

Institutions37 holders · as of Jun 30, 202618.24%1.77M shares
Insiders4 holders · as of Mar 31, 20260.20%19.2K shares
Otherremainder81.56%7.90M shares

9.69M company shares as of Aug 22, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing

Top shareholders13F · 13D/G · Form 4

HolderStakeSharesEvidence
Arrowmark Colorado Holdings LLCInstitution
9.14%884,83413Fas of Jun 30, 2026
Stifel Financial CorpInstitution
1.44%139,07113Fas of Jun 30, 2026
Advisor Group Holdings, Inc.Institution
1.35%131,06913Fas of Jun 30, 2026
Noble Wealth Management PBCInstitution
1.11%107,19713Fas of Jun 30, 2026
Everstar Asset Management, LLCInstitution
0.62%59,63213Fas of Jun 30, 2026
Closed-End Fund Advisors, Inc.Institution
0.56%54,65013Fas of Jun 30, 2026
Almitas Capital LLCInstitution
0.52%50,84313Fas of Jun 30, 2026
Alphacore Capital LLCInstitution
0.42%40,25813Fas of Jun 30, 2026
Morgan StanleyInstitution
0.35%33,69613Fas of Jun 30, 2026
Marshall Wace, LLPInstitution
0.34%32,62613Fas of Jun 30, 2026
Raymond James Financial IncInstitution
0.32%31,47313Fas of Jun 30, 2026
CSS LLC/ILInstitution
0.28%26,82113Fas of Jun 30, 2026
Oppenheimer & Co IncInstitution
0.25%24,03713Fas of Jun 30, 2026
Capital Investment Advisors, LLCInstitution
0.24%22,84613Fas of Jun 30, 2026
Hudson Bay Capital Management LPInstitution
0.19%18,22213Fas of Jun 30, 2026
Falcon Wealth PlanningInstitution
0.17%16,17913Fas of Jun 30, 2026
Mariner, LLCInstitution
0.15%14,97413Fas of Jun 30, 2026
Rockefeller Capital Management L.P.Institution
0.15%14,76213Fas of Jun 30, 2026
UBS Group AGInstitution
0.14%13,94113Fas of Jun 30, 2026
Accurate Wealth Management, LLCInstitution
0.12%11,38813Fas of Jun 30, 2026
Private Advisor Group, LLCInstitution
0.11%11,05413Fas of Jun 30, 2026
Belpointe Asset Management LLCInstitution
0.11%10,30013Fas of Jun 30, 2026
Integrated Wealth Concepts LLCInstitution
0.09%9,04213Fas of Jun 30, 2026
Patrick Joseph FarrellInsiderofficer: Chief Financial Officer
0.07%7,209Form 4filed Mar 17, 2025
Dana StaggsInsiderofficer: President
0.06%5,750Form 4filed Apr 10, 2025

13F — a manager's quarterly holdings · Form 4 — an insider's transaction report

Institutions13F, as of Jun 30, 2026

37 holders · 1.77M shares · 9 new positions · 16 increased · 14 reduced · 8 closed

HolderShares% outstandingChg q/qFiled
Arrowmark Colorado Holdings LLC884.8K9.14%0Aug 13, 2026
Stifel Financial Corp139.1K1.44%+108Aug 12, 2026
Advisor Group Holdings, Inc.131.1K1.35%+17.2KAug 14, 2026
Noble Wealth Management PBC107.2K1.11%+884Jul 1, 2026
Everstar Asset Management, LLC59.6K0.62%+12.3KAug 3, 2026
Closed-End Fund Advisors, Inc.54.7K0.56%−15.1KJul 27, 2026
Almitas Capital LLC50.8K0.52%−22.4KAug 17, 2026
Alphacore Capital LLC40.3K0.42%+40.3KnewAug 6, 2026

Ownership statements13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
ArrowMark Colorado Holdings, LLC9.14%884.8K13GApr 10, 2026

Insider tradesForm 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Mar 27, 2026
Thompson Melissa Maranodirector
Purchase1,500$18.771,500

CongressHouse and Senate disclosures

Not reported.