U.S. Global Investors
Offers specialist mutual funds and thematic ETFs across global, aviation, and precious-metals themes.
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Profile
Offers specialist mutual funds and thematic ETFs while providing investment-management and administrative services to its fund clients. Its product identity spans global and precious-metals funds alongside aviation and precious-metals ETF exposures.
Provides investment-management and administrative services for mutual-fund and ETF clients, centered on specialist strategies rather than a mass-market asset-management platform. The offering grew from no-load funds, including precious-metals and global strategies, into thematic ETFs.
Its ETF products include the U.S. Global Jets ETF, which provides global aviation exposure, and the GO GOLD and Precious Metal Miners ETF, which focuses on precious-metals royalty companies. The San Antonio adviser retains its niche in international themes, aviation and resource-oriented strategies.
Frank E. Holmes serves as both CEO and CIO. The Class C voting shares concentrate company control with Holmes separately from the publicly traded Class A stock.
Company facts
Categories
Key statistics
Year to date +34.1% · Average volume (30d) 16.6K
Analysts
No analyst consensus on record.
Earnings
EPS
Revenue
History
| Report date | EPS est | EPS | Surprise | Revenue est | Revenue | Surprise | Next session |
|---|---|---|---|---|---|---|---|
| May 13, 2026Q3 FY26 | — | $0.23 | — | — | $4.1M | — | +1.57% |
| Feb 20, 2026Q2 FY26 | — | −$0.07 | — | — | $2.5M | — | +1.84% |
| Nov 12, 2025Q1 FY26 | — | $0.12 | — | — | $2.3M | — | +0.85% |
| Sep 8, 2025Q4 FY25 | — | −$0.02 | — | — | $2.0M | — | −2.44% |
Financial highlights
| 12 quarters | Q2 FY25 | Q3 FY25 | Q4 FY25 | Q1 FY26 | Q2 FY26 | Q3 FY26 | |
|---|---|---|---|---|---|---|---|
| Revenue | $2.2M | $2.1M | $2.0M | $2.3M | $2.5M | $4.1M | |
| Gross profit | $1.0M | $813.0K | $626.0K | $1.1M | $1.2M | $4.1M | |
| Operating income | −$539.0K | −$893.0K | −$996.0K | −$515.0K | −$88.0K | $1.4M | |
| Net income | −$86.0K | −$382.0K | −$181.0K | $1.5M | −$846.0K | $2.7M | |
| Diluted EPS | −$0.01 | −$0.03 | −$0.01 | $0.12 | −$0.07 | $0.23 | |
| Gross margin | 45.0% | 38.7% | 31.9% | 47.5% | 49.4% | 99.5% | |
| Operating margin | -24.2% | -42.5% | -50.8% | -22.9% | -3.5% | 35.1% |
Fiscal years (4-quarter sums)FY21 $21.2M · FY22 $24.7M · FY23 $15.1M · FY24 $11.0M · FY25 $8.5M
Revenue by product · Q3 FY26
Balance sheet, Mar 31, 2026Cash & short-term investments $34.7M · Total debt $154.0K · Total assets $48.9M · Shareholders' equity $46.0M
Dividends
Raised for 9 straight years — most recently to $0.007 from $0.005 split-adjusted in Oct 2021. To collect a payout, hold shares through the close before the ex-date.
History
| Ex-date | Record | Paid | Amount | Note |
|---|---|---|---|---|
| Aug 17, 2026 | Aug 17 | Aug 31 | $0.0075 | |
| Jul 13, 2026 | Jul 13 | Jul 27 | $0.0075 | |
| Jun 15, 2026 | Jun 15 | Jun 29 | $0.0075 | |
| May 11, 2026 | May 11 | May 26 | $0.0075 | |
| Apr 13, 2026 | Apr 13 | Apr 27 | $0.0075 | |
| Mar 16, 2026 | Mar 16 | Mar 30 | $0.0075 | |
| Feb 9, 2026 | Feb 9 | Feb 23 | $0.0075 | |
| Jan 12, 2026 | Jan 12 | Jan 26 | $0.0075 |
Ownership
Shares outstanding 12.68M · Float 11.93M · 94.1% free float
A Form 4 total here can count shares the filer formally disclaims — an award voted by proxy, for instance — which the holder's own Schedule 13D/G excludes, so where the two disagree the schedule's smaller figure is used.
Top shareholders13F · 13D/G · Form 4
| Holder | Shares | % outstanding | Form | Filed |
|---|---|---|---|---|
| Gator Capital Management, LLC · 10 percent owner | 1.10M | 8.68% | Form 4 | Jun 4, 2026 |
| Cwa Asset Management Group, LLC | 629.5K | 4.96% | 13F | Apr 20, 2026 |
| Vanguard Capital Management | 582.2K | 5.55% | 13G | Apr 30, 2026 |
| North Star Investment Management Corp. | 406.0K | 3.20% | 13F | Apr 23, 2026 |
| BlackRock, Inc. | 308.3K | 2.43% | 13F | May 13, 2026 |
Insider tradesForm 4
| Date | Insider | Role | Shares | Avg price |
|---|---|---|---|---|
| Jun 2, 2026 | Gator Capital Management, LLC | 10 percent owner | +20,496 | $2.59 |
| Jun 3, 2026 | Gator Capital Management, LLC | 10 percent owner | +330 | $2.60 |
| Jun 2, 2026 | Derek Steven Pilecki | other: Control Person | +20,496 | $2.59 |
| Jun 3, 2026 | Derek Steven Pilecki | other: Control Person | +330 | $2.60 |
| May 1, 2026 | Derek Steven Pilecki | other: Control Person | +205 | $2.63 |
Peers
- BlackRock
Overlaps in transportation and global gold-miner ETFs
- State Street
Overlaps in transportation and aerospace-and-defense ETFs
- Sprott
Direct alternative in gold-miner equity ETFs
- Invesco
Overlaps in aerospace-and-defense equity ETFs
CompareAfter-hours close
| Company | Price | Change | |||||
|---|---|---|---|---|---|---|---|
| U.S. Global Investors | $3.33 | +0.91% | $42.2M | 12.3 | — | 3.9 | +95.5% |
| BlackRock | $1,163.84 | −0.03% | $180.49B | 27.8 | 19.5 | 6.6 | +30.6% |
| State Street | $193.32 | +0.01% | $53.51B | 17.1 | 13.5 | 2.3 | −30.2% |
| Sprott | $132.95 | +0.15% | $3.43B | 32.5 | 29.2 | 8.7 | +63.0% |
| Invesco | $32.86 | +0.05% | $14.57B | — | 10.8 | 2.1 | −12.3% |
| Median | 27.8 | 16.5 | 4.5 | +9.2% |