GROW · NASDAQ · Asset Management

U.S. Global Investors

Offers specialist mutual funds and thematic ETFs across global, aviation, and precious-metals themes.

$3.33
After-hours close+0.03 (+0.91%)
At close$3.30(−1.49%)

Breakdown13F · Form 4

Institutions 31.17%3.95M sharesInsiders 2.69%341.5K sharesOther 66.14%8.39M shares

Shares outstanding 12.68M · Float 11.93M · 94.1% free float

A Form 4 total here can count shares the filer formally disclaims — an award voted by proxy, for instance — which the holder's own Schedule 13D/G excludes, so where the two disagree the schedule's smaller figure is used.

Top shareholders13F · 13D/G · Form 4

HolderShares% outstandingFormFiled
Gator Capital Management, LLC · 10 percent owner1.10M8.68%Form 4Jun 4, 2026
Cwa Asset Management Group, LLC629.5K4.96%13FApr 20, 2026
Vanguard Capital Management582.2K5.55%13GApr 30, 2026
North Star Investment Management Corp.406.0K3.20%13FApr 23, 2026
BlackRock, Inc.308.3K2.43%13FMay 13, 2026

Institutions13F, as of Mar 31, 2026

37 holders · 3.95M shares · 11 new positions · 19 increased · 9 reduced · 6 closed

HolderShares% outstandingChg q/qFiled
Gator Capital Management, LLC1.04M8.21%+208.3KMay 13, 2026
Cwa Asset Management Group, LLC629.5K4.96%+208.1KApr 20, 2026
Vanguard Capital Management LLC517.1K4.08%+517.1KnewMay 15, 2026
North Star Investment Management Corp.406.0K3.20%+395.0KApr 23, 2026
BlackRock, Inc.308.3K2.43%−1.7KMay 13, 2026
Renaissance Technologies LLC192.7K1.52%+21.1KMay 14, 2026
Sentinus, LLC123.0K0.97%−400.0KMay 6, 2026
Geode Capital Management, LLC115.5K0.91%−15.3KMay 15, 2026

Beneficial owners13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Gator Capital Management, LLCincl. Gator Financial Partners, LLC, ECA Fund, LP +2 more10.65%1.10M13GJun 2, 2026
Vanguard Capital Management5.55%582.2K13GApr 30, 2026

InsidersForm 4

InsiderRoleShares% outstandingFiled
Gator Capital Management, LLC10 percent owner1.10M8.68%Jun 4, 2026
Frank E. Holmesdirector, 10 percent owner, officer: CEO/CIO302.6K2.39%Aug 3, 2026
Lisa Callicotteofficer: CFO38.9K0.31%Aug 3, 2026

1 ten-percent owner holds 1.10M shares by Form 4 — the 13D/G table above shows that stake, the figure above counts officers and directors only · 7 people have not refiled in the last 18 months (2.66M shares), so they are not in the figure above

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Jun 2, 2026
Gator Capital Management, LLC10 percent owner
Purchase20,496$2.591,121,263
Jun 3, 2026
Gator Capital Management, LLC10 percent owner
Purchase330$2.601,121,593
Jun 2, 2026
Derek Steven Pileckiother: Control Person
Purchase20,496$2.591,121,263
Jun 3, 2026
Derek Steven Pileckiother: Control Person
Purchase330$2.601,121,593
May 1, 2026
Derek Steven Pileckiother: Control Person
Purchase205$2.631,062,679
May 6, 2026
Derek Steven Pileckiother: Control Person
Purchase259$2.611,062,938
May 7, 2026
Derek Steven Pileckiother: Control Person
Purchase2,976$2.621,065,914
May 8, 2026
Derek Steven Pileckiother: Control Person
Purchase208$2.621,066,122
May 11, 2026
Derek Steven Pileckiother: Control Person
Purchase5,354$2.621,071,476
May 12, 2026
Derek Steven Pileckiother: Control Person
Purchase404$2.551,071,880

CongressHouse and Senate disclosures

Not reported.