U.S. Global Investors
Offers specialist mutual funds and thematic ETFs across global, aviation, and precious-metals themes.
Something off on this page? Send us feedback.
Breakdown13F · Form 4
Shares outstanding 12.68M · Float 11.93M · 94.1% free float
A Form 4 total here can count shares the filer formally disclaims — an award voted by proxy, for instance — which the holder's own Schedule 13D/G excludes, so where the two disagree the schedule's smaller figure is used.
Institutions13F, as of Mar 31, 2026
37 holders · 3.95M shares · 11 new positions · 19 increased · 9 reduced · 6 closed
| Holder | Shares | % outstanding | Chg q/q | Filed |
|---|---|---|---|---|
| Gator Capital Management, LLC | 1.04M | 8.21% | +208.3K | May 13, 2026 |
| Cwa Asset Management Group, LLC | 629.5K | 4.96% | +208.1K | Apr 20, 2026 |
| Vanguard Capital Management LLC | 517.1K | 4.08% | +517.1Knew | May 15, 2026 |
| North Star Investment Management Corp. | 406.0K | 3.20% | +395.0K | Apr 23, 2026 |
| BlackRock, Inc. | 308.3K | 2.43% | −1.7K | May 13, 2026 |
| Renaissance Technologies LLC | 192.7K | 1.52% | +21.1K | May 14, 2026 |
| Sentinus, LLC | 123.0K | 0.97% | −400.0K | May 6, 2026 |
| Geode Capital Management, LLC | 115.5K | 0.91% | −15.3K | May 15, 2026 |
Beneficial owners13D/G · 5% or more, as filed
| Holder | % of class | Shares | Form | Filed |
|---|---|---|---|---|
| Gator Capital Management, LLCincl. Gator Financial Partners, LLC, ECA Fund, LP +2 more | 10.65% | 1.10M | 13G | Jun 2, 2026 ↗ |
| Vanguard Capital Management | 5.55% | 582.2K | 13G | Apr 30, 2026 ↗ |
InsidersForm 4
| Insider | Role | Shares | % outstanding | Filed |
|---|---|---|---|---|
| Gator Capital Management, LLC | 10 percent owner | 1.10M | 8.68% | Jun 4, 2026 |
| Frank E. Holmes | director, 10 percent owner, officer: CEO/CIO | 302.6K | 2.39% | Aug 3, 2026 |
| Lisa Callicotte | officer: CFO | 38.9K | 0.31% | Aug 3, 2026 |
1 ten-percent owner holds 1.10M shares by Form 4 — the 13D/G table above shows that stake, the figure above counts officers and directors only · 7 people have not refiled in the last 18 months (2.66M shares), so they are not in the figure above
Latest trades
| Date | Insider | Type | Shares | Avg price | Owned after |
|---|---|---|---|---|---|
| Jun 2, 2026 | Gator Capital Management, LLC10 percent owner | Purchase | 20,496 | $2.59 | 1,121,263 |
| Jun 3, 2026 | Gator Capital Management, LLC10 percent owner | Purchase | 330 | $2.60 | 1,121,593 |
| Jun 2, 2026 | Derek Steven Pileckiother: Control Person | Purchase | 20,496 | $2.59 | 1,121,263 |
| Jun 3, 2026 | Derek Steven Pileckiother: Control Person | Purchase | 330 | $2.60 | 1,121,593 |
| May 1, 2026 | Derek Steven Pileckiother: Control Person | Purchase | 205 | $2.63 | 1,062,679 |
| May 6, 2026 | Derek Steven Pileckiother: Control Person | Purchase | 259 | $2.61 | 1,062,938 |
| May 7, 2026 | Derek Steven Pileckiother: Control Person | Purchase | 2,976 | $2.62 | 1,065,914 |
| May 8, 2026 | Derek Steven Pileckiother: Control Person | Purchase | 208 | $2.62 | 1,066,122 |
| May 11, 2026 | Derek Steven Pileckiother: Control Person | Purchase | 5,354 | $2.62 | 1,071,476 |
| May 12, 2026 | Derek Steven Pileckiother: Control Person | Purchase | 404 | $2.55 | 1,071,880 |
CongressHouse and Senate disclosures
Not reported.
