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HCWB · NASDAQ · Biotechnology

HCW Biologics (HCWB)

Develops fusion immunotherapies and cell-therapy manufacturing reagents.

$3.35
Pre-market+0.03 (+0.78%)
At close$3.32(−3.77%)

Breakdown13F · 13D/G · Form 4

Institutions14 holders · as of Mar 31, 202621.57%75.0K shares
Insiders7 holders · as of Jul 31, 202679.00%274.6K shares
Adds to100.57%

347.6K company shares as of Aug 21, 2026 · institutions as of Mar 31, 2026 · holders as of their latest filing

Two share counts disagree (1.84M in the company's Sep 3, 2026 report, 347.6K elsewhere); stakes use the report.

These groups come from separate filings that can overlap, so they add to 100.57%; nothing is left for Other.

Top shareholders13F · 13D/G · Form 4

HolderStakeSharesEvidence
Hing C. WongInsiderdirector, 10 percent owner, officer: Chief Executive Officer
36.20%125,845Form 4filed Jul 31, 2026
Hing C. Wong, Ph.D.Insider
24.06%83,65213Dfiled Jun 13, 2025
Scott T. GarrettInsiderdirector
13.20%45,895Form 4filed Jul 31, 2026
HRT Financial LPInstitution
12.77%266,39313Fas of Mar 31, 2026
Rebecca ByamInsiderofficer: Chief Financial Officer
2.74%9,541Form 4filed May 27, 2026
Lee FlowersInsiderofficer: SVP of Business Development
2.50%8,691Form 4filed Jul 31, 2026
Virtu Financial LLCInstitution
2.29%47,80913Fas of Mar 31, 2026
Geode Capital Management, LLCInstitution
1.72%35,88613Fas of Mar 31, 2026
Citadel Advisors LLCInstitution
1.25%26,08313Fas of Mar 31, 2026
Tower Research Capital LLC (TRC)Institution
0.71%14,83913Fas of Mar 31, 2026
Jane Street Group, LLCInstitution
0.68%14,13413Fas of Mar 31, 2026
Vanguard Capital Management LLCInstitution
0.58%12,02313Fas of Mar 31, 2026
Citigroup IncInstitution
0.50%10,52813Fas of Mar 31, 2026
Golden State Wealth Management, LLCInstitution
0.48%10,00013Fas of Mar 31, 2026
UBS Group AGInstitution
0.44%9,22113Fas of Mar 31, 2026
Gary M. WinerInsiderdirector
0.20%679Form 4filed May 20, 2025
Rick S. GreeneInsiderdirector
0.10%344Form 4filed May 9, 2025
Vanguard Fiduciary Trust CoInstitution
0.09%1,90313Fas of Mar 31, 2026
Wells Fargo & Company/MNInstitution
0.05%1,00013Fas of Mar 31, 2026
Advisor Group Holdings, Inc.Institution
0.00%2613Fas of Mar 31, 2026
Northwestern Mutual Wealth Management CoInstitution
0.00%213Fas of Mar 31, 2026
Peter Rhode1Insiderofficer: See Remarks
0.09%323Form 4filed Dec 11, 2023
Jin-an Jiao2Insiderofficer: VP of Development
0.05%188Form 4filed Jun 2, 2022
Lisa M. Giles3Insiderdirector
0.04%149Form 4filed Feb 22, 2024
Medmira Capital Ltd.4Strategic10 percent owner
0.00%0Form 4filed Sep 17, 2021
  1. Last filed Dec 11, 2023; leaving the company requires no filing. Not in the bar.
  2. Last filed Jun 2, 2022; leaving the company requires no filing. Not in the bar.
  3. Last filed Feb 22, 2024; leaving the company requires no filing. Not in the bar.
  4. Last filed Sep 17, 2021; leaving the company requires no filing. Not in the bar.

13F — a manager's quarterly holdings · 13D/13G — an ownership statement filed at 5% or more · Form 4 — an insider's transaction report

Institutions13F, as of Mar 31, 2026

14 holders · 449.8K shares · 6 new positions · 11 increased · 0 reduced · 6 closed

HolderShares% outstandingChg q/qFiled
HRT Financial LP266.4K76.63%+266.4KnewMay 14, 2026
Virtu Financial LLC47.8K13.75%+47.8KnewMay 14, 2026
Geode Capital Management, LLC35.9K10.32%+21.8KMay 15, 2026
Citadel Advisors LLC26.1K7.50%+3.9KMay 15, 2026
Tower Research Capital LLC (TRC)14.8K4.27%+10.3KMay 15, 2026
Jane Street Group, LLC14.1K4.07%+14.1KnewMay 12, 2026
Vanguard Capital Management LLC12.0K3.46%+12.0KnewMay 15, 2026
Citigroup Inc10.5K3.03%+10.5KMay 11, 2026

Ownership statements13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Hing C. Wong, Ph.D.23.38%13DJun 13, 2025

Insider tradesForm 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Jul 29, 2026
Scott T. Garrettdirector
Purchase7,736$2.5941,644
Jul 29, 2026
Lee Flowersofficer: SVP of Business Development
Purchase7,736$2.598,691
Jul 29, 2026
Hing C. Wongdirector, 10 percent owner, officer: Chief Executive Officer
Purchase23,210$2.59125,845
May 22, 2026
Rebecca Byamofficer: Chief Financial Officer
Purchase · 2 lots28,470$1.3475,711
May 22, 2026
Scott T. Garrettdirector
Purchase · 2 lots355,872$1.34384,069
May 22, 2026
Hing C. Wongdirector, 10 percent owner, officer: Chief Executive Officer
Purchase · 2 lots227,758$1.34733,900

CongressHouse and Senate disclosures

Not reported.