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Delisting risk

NCPL · NASDAQ · Financial - Capital Markets

Netcapital (NCPL)

Runs regulated online fundraising infrastructure for private companies and their investors.

$1.01

Pre-market−0.01 (−0.98%)

At close$1.02(+28.79%)

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Breakdown13F · 13D/G · Form 4

	Strategic holders2 holders · as of Apr 9, 2026	18.48%	1.45M shares
	Otherremainder	81.52%	6.40M shares

7.85M company shares as of Sep 3, 2026 · holders as of their latest filing

Top shareholders13F · 13D/G · Form 4

Holder	Stake	Shares	Evidence
Rivetz Corp.Strategic	12.11%	950,000	13Gfiled Apr 9, 2026 ↗
3i, LPInstitution	6.45%	505,935	13Gfiled May 8, 2026 ↗
GlobexUS Holdings Corp.Strategic10 percent owner	6.37%	500,000	Form 4filed Dec 8, 2025 ↗
Mitchell P. KopinInsider	—9.30% of class, as filed	—	13Gfiled Nov 7, 2025 ↗
Realty, Inc.Strategic	—5.00% of class, as filed	—	13Dfiled Aug 12, 2024 ↗
Resurgent Realty, Inc.Strategic	—5.23% of class, as filed	—	13Gfiled Jul 19, 2024 ↗
Steven BoydInsider	—9.99% of class, as filed	—	13D/Gfiled Feb 14, 2024 ↗
Stock Loan Solutions, LLCStrategic	—3.44% of class, as filed	—	13Gfiled Aug 24, 2022 ↗
TelcoSoftware.com Corp.Strategic	—9.70% of class, as filed	—	13D/Gfiled Feb 16, 2017 ↗
Steven F. Geary¹Insiderdirector	0.05%	3,565	Form 4filed Apr 25, 2024 ↗
Arnold Scott²Insiderdirector	0.02%	1,231	Form 4filed Dec 21, 2022 ↗
Coreen Sarah Kraysler³Insiderofficer: CFO	0.00%	321	Form 4filed Sep 11, 2019 ↗
Carole Lisa Murko⁴Insiderofficer: Chief Marketing Officer	0.00%	41	Form 4filed Feb 22, 2021 ↗
Kathryn Kraysler⁵Insiderofficer: Chief Marketing Officer	0.00%	36	Form 4filed Sep 20, 2018 ↗
Avi Liss⁶Insiderdirector	0.00%	14	Form 4filed Feb 15, 2022 ↗
Cecilia Lenk^3,7Insiderdirector, officer: CEO, Chair of Board	0.00%	0	Form 4filed Sep 11, 2019 ↗

Last filed Apr 25, 2024; leaving the company requires no filing. Not in the bar.
Last filed Dec 21, 2022; leaving the company requires no filing. Not in the bar.
Last filed Sep 11, 2019; leaving the company requires no filing. Not in the bar.
Last filed Feb 22, 2021; leaving the company requires no filing. Not in the bar.
Last filed Sep 20, 2018; leaving the company requires no filing. Not in the bar.
Last filed Feb 15, 2022; leaving the company requires no filing. Not in the bar.
Cecilia Lenk reports a block also reported by Coreen Sarah Kraysler; it is counted once, under Coreen Sarah Kraysler.

13D/13G — an ownership statement filed at 5% or more · Form 4 — an insider's transaction report

Institutions13F

No 13F holders on record.

Ownership statements13D/G · 5% or more, as filed

Holder	% of class	Shares	Form	Filed
Rivetz Corp.	12.10%	950.0K	13G	Apr 9, 2026 ↗
GlobexUS Holdings, Corp.	10.17%	500.0K	13G	Dec 8, 2025 ↗
Mitchell P. Kopin	9.30%	501.8K	13G	Nov 7, 2025 ↗
3i, LP	6.10%	505.9K	13G	May 8, 2026 ↗

Netcapital (NCPL)

Breakdown13F · 13D/G · Form 4

Top shareholders13F · 13D/G · Form 4

Institutions13F

Ownership statements13D/G · 5% or more, as filed

Insider tradesForm 4

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