Neostellar Capital
Public-market access to selected private growth-company investments.
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Profile
Offers public-market access to a concentrated portfolio of mostly private, venture-backed growth companies, seeking returns chiefly through equity appreciation. As an externally managed BDC, it depends on adviser-led investing and board-approved valuations for illiquid holdings.
Provides exchange-traded exposure to a concentrated portfolio of mostly private, venture-backed growth companies. Investments span consumer goods and services, artificial intelligence infrastructure and applications, software-as-a-service, education technology, logistics and supply chain, financial technology, and sports. Positions are acquired through direct financings, private-company secondary markets, and single-issuer funds or vehicles.
Seeks capital gains mainly from equity and equity-related investments, with debt income secondary. Investment selection focuses on market position, growth stage, path to profitability, defensibility, sponsor quality, and access to capital; the portfolio is concentrated in U.S. companies.
Operates as an externally managed business development company. Its valuations depend on board judgment for mostly illiquid holdings, while investing, administration, compliance, and reporting are performed by the external adviser and affiliated administrator under board oversight.
Company facts
Categories
Key statistics
Year to date −31.8% · Average volume (30d) 253.5K
Analysts
Ratings
Target range
Latest analyst notes
| Date | Firm | Action | Target |
|---|---|---|---|
| Aug 6, 2026 | Barrington | Target | $16 |
Earnings
EPS
Revenue
History
| Report date | EPS est | EPS | Surprise | Revenue est | Revenue | Surprise | Next session |
|---|---|---|---|---|---|---|---|
| Aug 5, 2026Q2 FY26 | −$0.13 | −$0.72 | −453.8% | $732.0K | $299.7K | −59.1% | −11.64% |
| May 5, 2026Q1 FY26 | −$0.16 | $6.13 | +4,054.8% | $561.0K | $732.0K | +30.5% | — |
| Mar 9, 2026 | −$0.12 | −$0.79 | −587.0% | $459.0K | $556.3K | +21.2% | — |
| Nov 4, 2025 | −$0.18 | $0.28 | +252.8% | $167.0K | $459.3K | +175.0% | — |
Financial highlights
| 2 quarters | — | — | — | — | Q1 FY26 | Q2 FY26 | |
|---|---|---|---|---|---|---|---|
| Revenue | — | — | — | — | $160.3M | $299.65B | |
| Gross profit | — | — | — | — | $159.1M | $0 | |
| Operating income | — | — | — | — | $155.6M | $0 | |
| Net income | — | — | — | — | $155.6M | $0 | |
| Diluted EPS | — | — | — | — | $5.18 | $0.00 | |
| Gross margin | — | — | — | — | 99.2% | 0.0% | |
| Operating margin | — | — | — | — | 97.1% | 0.0% |
Balance sheet, Jun 30, 2026Cash & short-term investments $12.94T · Total debt $26.42T · Total assets $420.12T · Shareholders' equity $355.86T
Dividends
Last raised to $0.25 from $0.11 in Jul 2025. To collect a payout, hold shares through the close before the ex-date.
History
| Ex-date | Record | Paid | Amount | Note |
|---|---|---|---|---|
| Nov 21, 2025 | Nov 21 | Dec 5 | $0.25 | |
| Jul 21, 2025 | Jul 21 | Jul 31 | $0.25 | raised from $0.11 |
| Mar 24, 2022 | Mar 25 | Apr 15 | $0.11 | cut from $0.75 |
| Dec 30, 2021 | Dec 31 | Jan 14 | $0.75 | cut from $2.00 |
| Nov 16, 2021 | Nov 17 | Dec 30 | $2.00 |
Ownership
Shares outstanding 26.47M · Float 23.86M
This issuer lists more than one class and the share count spans them all, so a stake here reads as a share of the whole company, not of this class.
Top shareholders13F · 13D/G · Form 4
| Holder | Shares | % of company | Form | Filed |
|---|---|---|---|---|
| Mark D. Klein · director, officer: Chairman, CEO and President | 1.76M | 6.64% | Form 4 | Aug 10, 2026 |
| Erik A. Falk · director | 50.0K | 0.19% | Form 4 | Aug 26, 2026 |
Insider tradesForm 4
| Date | Insider | Role | Shares | Avg price |
|---|---|---|---|---|
| Aug 26, 2026 | Erik A. Falk | director | +50,000 | $10.22 |
| Aug 10, 2026 | Mark D. Klein | director, officer: Chairman, CEO and President | +26,040 | $9.60 |
Peers
- Destiny Tech100
Closest listed vehicle for private-tech access and secondary sourcing.
- U.S. Global Investors
Listed venture-capital platform for AI, SaaS, and consumer-tech growth.
- Hercules Capital
Largest venture-growth BDC in technology and life sciences.
- Runway Growth Finance
Structured-credit alternative for late-stage venture-backed growth firms.
- Trinity Capital
Growth lender spanning tech, equipment, healthcare, and sponsor finance.
- Horizon Technology Finance
Venture-debt rival for technology and life-sciences growth capital.
CompareAfter-hours close
| Company | Price | Change | |||||
|---|---|---|---|---|---|---|---|
| Neostellar Capital | $10.20 | +0.34% | $270.0M | 1.9 | — | 0.0 | +79.1% |
| Destiny Tech100 | $32.80 | −5.20% | $1.06B | 10.0 | — | — | — |
| U.S. Global Investors | $3.33 | +0.91% | $42.2M | 12.3 | — | 3.9 | +95.5% |
| Hercules Capital | $17.52 | +0.22% | $3.27B | 8.8 | 9.0 | 5.6 | +86.7% |
| Runway Growth Finance | $6.66 | +1.37% | $279.8M | 59.9 | 4.9 | 4.5 | +10.1% |
| Trinity Capital | $18.75 | +1.05% | $1.67B | 9.7 | 8.9 | 5.8 | +41.2% |
| Horizon Technology Finance | $4.75 | +0.85% | $235.4M | 13.5 | 6.6 | 2.3 | +2.1% |
| Median | 11.2 | 7.8 | 4.5 | +41.2% |