PhenixFIN
Middle-market investor with gem-and-jewelry finance and specialty insurance holdings.
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Profile
Deploys capital through middle-market credit and equity investments, alongside gem-and-jewelry financing and specialty insurance holdings. As an internally managed, non-diversified BDC, income is driven principally by portfolio interest and dividends while controlled affiliates represent material positions.
Deploys capital across middle-market loans, private equity and other investments, while also pursuing liquid credit, customized lower-middle-market financings and selected control positions. Investment income comes principally from portfolio interest and dividends, with realized and unrealized gains or losses arising as holdings are sold or revalued.
Operates chiefly through U.S.-headquartered portfolio companies; major affiliated holdings extend the mandate into specialty finance. FlexFIN provides collateralized financing to gem and jewelry merchants and auction buyers, while National Security Group offers life, accident and health coverage nationwide and specialty property-and-casualty insurance across much of the Southeast.
Remains a non-diversified BDC with an internally managed structure, a small investment team and material positions in FlexFIN and NSG. Its regulated status requires qualifying-asset, asset-coverage, income, diversification and distribution tests.
Company facts
Categories
Key statistics
Year to date +16.1% · Average volume (30d) 17.5K
Analysts
No analyst consensus on record.
Earnings
EPS
Revenue
History
| Report date | EPS est | EPS | Surprise | Revenue est | Revenue | Surprise | Next session |
|---|---|---|---|---|---|---|---|
| Aug 5, 2026Q3 FY26 | $0.47 | $1.08 | +129.8% | $5.6M | $6.5M | +14.5% | −1.17% |
| May 5, 2026Q2 FY26 | $0.45 | $0.57 | +26.7% | $5.6M | $5.2M | −7.5% | 0.00% |
| Feb 9, 2026Q1 FY26 | $0.39 | $1.07 | +174.4% | $5.9M | $6.7M | +13.8% | +1.80% |
| Dec 12, 2025Q4 FY25 | $0.24 | $0.69 | +187.5% | $5.8M | $6.8M | +17.4% | +1.91% |
Financial highlights
| 12 quarters | Q2 FY25 | Q3 FY25 | Q4 FY25 | Q1 FY26 | Q2 FY26 | Q3 FY26 | |
|---|---|---|---|---|---|---|---|
| Revenue | $4.5M | $3.4M | $9.1M | $7.4M | $4.1M | $6.9M | |
| Gross profit | $1.9M | $786.0K | $6.6M | $7.3M | $4.0M | $6.8M | |
| Operating income | −$566.5K | −$1.6M | $3.6M | −$1.9M | $3.6M | $6.6M | |
| Net income | −$896.1K | −$1.5M | $4.1M | −$4.8M | $1.1M | $4.2M | |
| Diluted EPS | −$0.44 | −$0.74 | $2.04 | −$2.38 | $0.57 | $2.19 | |
| Gross margin | 42.5% | 22.8% | 72.5% | 98.6% | 97.3% | 98.4% | |
| Operating margin | -12.6% | -45.1% | 39.7% | -25.9% | 88.4% | 96.6% |
Fiscal years (4-quarter sums)FY24 $35.2M · FY25 $24.1M
Balance sheet, Jun 30, 2026Cash & short-term investments $2.18B · Total debt $149.2M · Total assets $309.89B · Shareholders' equity $157.86B
Dividends
History
| Ex-date | Record | Paid | Amount | Note |
|---|---|---|---|---|
| May 18, 2026 | May 18 | May 28 | $0.0733 | special dividend |
| Feb 14, 2025 | Feb 17 | Feb 18 | $1.43 | special dividend |
| May 23, 2024 | May 27 | Jun 10 | $1.31 | special dividend |
| Jul 1, 2022 | Jul 5 | Jul 13 | $0.121 | special dividend |
Ownership
Shares outstanding 1.93M · Float 1.39M · 72.0% free float
Top shareholders13F · 13D/G · Form 4
| Holder | Shares | % outstanding | Form | Filed |
|---|---|---|---|---|
| David A. Lorber | 248.6K | 12.90% | 13D | May 14, 2026 |
| Adalta Capital Management LLC | 175.6K | 9.08% | 13F | May 18, 2026 |
| American Financial Group Inc | 64.3K | 3.33% | 13F | May 13, 2026 |
| Morgan Stanley | 55.0K | 2.84% | 13F | May 15, 2026 |
| 22NW, LP | 43.1K | 2.23% | 13F | May 15, 2026 |
Insider tradesForm 4
Nothing filed in the last 12 months.
View detailsPeers
- Main Street Capital
Closest BDC peer in lower-middle-market debt and equity.
- Capital Southwest
Direct middle-market lender across the capital structure.
- Gladstone Investment
Lower-middle-market buyout investor using debt and equity.
- Kingstone Companies
Personal-property insurer for homeowners and dwelling coverage.
- Atlantic American
Life, health and P&C insurer overlapping supplemental coverage.
CompareAfter-hours close
| Company | Price | Change | |||||
|---|---|---|---|---|---|---|---|
| PhenixFIN | $51.99 | −0.08% | $101.9M | 21.8 | 22.2 | 3.7 | — |
| Main Street Capital | $58.45 | −0.18% | $5.44B | 11.8 | 15.4 | 7.8 | −26.1% |
| Capital Southwest | $25.38 | −0.33% | $1.58B | 14.1 | 10.9 | 6.9 | −21.6% |
| Gladstone Investment | $16.40 | −0.06% | $654.3M | 3.9 | 18.0 | 6.2 | +10.2% |
| Kingstone Companies | $20.00 | 0.00% | $289.7M | 8.3 | 7.0 | 1.3 | +38.6% |
| Atlantic American | $1.51 | +6.34% | $28.8M | 6.1 | — | 0.2 | +20.8% |
| Median | 8.3 | 13.2 | 6.2 | +10.2% |