Rocky Mountain Chocolate Factory
Manufactures premium chocolates for a predominantly franchised and licensed confectionery retail system.
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Breakdown13F · Form 4
Shares outstanding 9.44M · Float 6.12M · 64.9% free float
A Form 4 total here can count shares the filer formally disclaims — an award voted by proxy, for instance — which the holder's own Schedule 13D/G excludes, so where the two disagree the schedule's smaller figure is used.
Institutions13F, as of Mar 31, 2026
24 holders · 1.14M shares · 8 new positions · 13 increased · 6 reduced · 6 closed
| Holder | Shares | % outstanding | Chg q/q | Filed |
|---|---|---|---|---|
| Renaissance Technologies LLC | 280.9K | 2.98% | −1.0K | May 14, 2026 |
| Colony Group, LLC | 200.0K | 2.12% | +125.0K | May 15, 2026 |
| American Capital Advisory, LLC | 134.9K | 1.43% | +64.1K | Apr 29, 2026 |
| Thompson Davis & Co., Inc. | 95.6K | 1.01% | +95.6Knew | Apr 16, 2026 |
| Dimensional Fund Advisors LP | 94.8K | 1.00% | +10.6K | May 7, 2026 |
| Geode Capital Management, LLC | 69.2K | 0.73% | +16.7K | May 15, 2026 |
| Vanguard Capital Management LLC | 67.0K | 0.71% | +67.0Knew | May 15, 2026 |
| Leverty Financial Group, LLC | 40.4K | 0.43% | 0 | Apr 9, 2026 |
Beneficial owners13D/G · 5% or more, as filed
| Holder | % of class | Shares | Form | Filed |
|---|---|---|---|---|
| Global Value Investment Corporationincl. Stacy A. Wilke, GVP 2021-A, L.L.C. +5 more | 21.14% | 1.97M | 13D | Dec 22, 2025 ↗ |
| ARM-D Rocky Mountain Chocolate Holdings LLCincl. Gloria Eugenia Perez-Jacome Friscione | 16.10% | 1.50M | 13D | Jan 2, 2026 ↗ |
| Harper Allen Cincl. American Heritage Railways, Inc. | 8.70% | 812.4K | 13D | Jun 10, 2026 ↗ |
InsidersForm 4
| Insider | Role | Shares | % outstanding | Filed |
|---|---|---|---|---|
| Jeffrey Richart Geygan | director, 10 percent owner, officer: Interim CEO | 1.98M | 20.95% | Jan 22, 2026 |
| Global Value Investment Corp. | 10 percent owner | 1.97M | 20.83% | Jan 22, 2026 |
| ARM-D ROCKY Mountain Chocolate Holdings LLC | 10 percent owner | 1.50M | 15.89% | Jan 2, 2026 |
| American Heritage Railways, Inc. | 10 percent owner | 860.0K | 9.11% | May 8, 2026 |
| Allen C. Harper | officer: Interim CEO | 812.4K | 8.61% | Jul 13, 2026 |
| Steven Lynn Craig | director | 308.7K | 3.27% | Dec 22, 2025 |
| Carrie E. Cass | officer: CFO | 124.3K | 1.32% | Mar 5, 2026 |
| Melvin L. Keating | director | 47.5K | 0.50% | Aug 26, 2026 |
| Brian J. Quinn | director | 43.3K | 0.46% | Aug 26, 2026 |
| David A. Denker | officer: COO | 38.4K | 0.41% | Aug 26, 2026 |
6 ten-percent owners hold 5.76M shares by Form 4 — the 13D/G table above shows those stakes, the figure above counts officers and directors only · 14 people have not refiled in the last 18 months (290.7K shares), so they are not in the figure above
Latest trades
| Date | Insider | Type | Shares | Avg price | Owned after |
|---|---|---|---|---|---|
| May 4, 2026 | American Heritage Railways, Inc.10 percent owner | Sale | 50,000 | $2.45 | 860,000 |
| May 1, 2026 | American Heritage Railways, Inc.10 percent owner | Sale | 35,900 | $2.45 | 910,000 |
| May 4, 2026 | Allen C. Harper10 percent owner | Sale | 50,000 | $2.45 | 860,000 |
| May 1, 2026 | Allen C. Harper10 percent owner | Sale | 35,900 | $2.45 | 910,000 |
| Mar 5, 2026 | American Heritage Railways, Inc.10 percent owner | Sale | 8,918 | $2.60 | 945,900 |
| Mar 4, 2026 | American Heritage Railways, Inc.10 percent owner | Sale | 11,297 | $2.60 | 954,818 |
| Feb 27, 2026 | American Heritage Railways, Inc.10 percent owner | Sale | 5,241 | $2.60 | 966,115 |
| Feb 26, 2026 | American Heritage Railways, Inc.10 percent owner | Sale | 18,715 | $2.61 | 971,356 |
| Feb 25, 2026 | American Heritage Railways, Inc.10 percent owner | Sale | 430 | $2.60 | 990,071 |
| Feb 20, 2026 | American Heritage Railways, Inc.10 percent owner | Sale | 7,499 | $2.60 | 990,501 |
CongressHouse and Senate disclosures
Not reported.