ROC
Builds Vision AI tools for biometric identity, video analysis, and digital-forensics work.
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Profile
Sells a Vision AI platform for real-time facial recognition, multimodal identity verification, video analytics, and evidence analysis. Its operating platform includes ROC SDK, ROC Watch, ROC ABIS, and ROC Enroll, alongside R&D contracts.
Built by biometric researchers, the platform combines real-time facial recognition, multimodal biometric verification, video analytics, and AI-powered evidence analysis for identity, security, and digital-forensics work. The named product platform consists of ROC SDK, ROC Watch, ROC ABIS, and ROC Enroll, alongside R&D contracts.
Operations are based in Denver, and the company describes itself as an independent American AI business. B. Scott Swann serves as CEO, while the founders retain central technical and governance roles. Its documented roots include biometric research supporting the national-security community, while the announced ZTC transaction remains subject to closing conditions.
Company facts
Key statistics
Year to date −29.0% · Average volume (30d) 45.8K
Analysts
No analyst consensus on record.
Earnings
EPS
Revenue
History
| Report date | EPS est | EPS | Surprise | Revenue est | Revenue | Surprise | Next session |
|---|---|---|---|---|---|---|---|
| Aug 13, 2026Q2 FY26 | −$0.05 | −$0.04 | +20.0% | $6.2M | $5.1M | −17.9% | −3.34% |
| May 14, 2026Q1 FY26 | −$0.05 | −$0.18 | −260.0% | $5.9M | $2.5M | −56.8% | −4.63% |
| Mar 31, 2026Q4 FY25 | — | −$0.09 | — | — | $3.5M | — | +2.43% |
Financial highlights
| 5 quarters | — | Q4 FY24 | Q3 FY25 | Q4 FY25 | Q1 FY26 | Q2 FY26 | |
|---|---|---|---|---|---|---|---|
| Revenue | — | $2.6M | $5.3M | $3.5M | $2.5M | $5.1M | |
| Gross profit | — | $2.3M | $4.2M | $2.4M | $2.0M | $4.6M | |
| Operating income | — | $86.5K | −$65.1K | −$1.7M | −$3.0M | −$775.5K | |
| Net income | — | $50.1K | −$753.4K | −$1.8M | −$3.0M | −$816.5K | |
| Diluted EPS | — | $0.00 | −$0.04 | −$0.09 | −$0.18 | −$0.04 | |
| Gross margin | — | 88.2% | 78.6% | 67.8% | 78.7% | 89.7% | |
| Operating margin | — | 3.3% | -1.2% | -49.9% | -118.3% | -15.2% |
Revenue by geography · Q2 FY26
Balance sheet, Jun 30, 2026Cash & short-term investments $11.9M · Total debt $1.1M · Total assets $22.0M · Shareholders' equity $17.8M
Dividends
No dividends on record.
Ownership
Shares outstanding 19.08M · Float 5.39M · 28.2% free float
Top shareholders13F · 13D/G · Form 4
| Holder | Shares | % outstanding | Form | Filed |
|---|---|---|---|---|
| Brendan Klare | 4.75M | 24.00% | 13G | Apr 29, 2026 |
| Joshua Klontz | 4.75M | 24.00% | 13G | Apr 29, 2026 |
| Scott Klum | 3.04M | 15.80% | 13G | Apr 29, 2026 |
| Benjamin Klein | 1.42M | 7.40% | 13G | Apr 29, 2026 |
| B. Scott Swann | 1.32M | 6.50% | 13G | Apr 29, 2026 |
Insider tradesForm 4
Nothing filed in the last 12 months.
View detailsPeers
- Aware
Multimodal biometric SDKs and ABIS for secure identity.
CompareAfter-hours close
| Company | Price | Change | |||||
|---|---|---|---|---|---|---|---|
| ROC | $4.33 | −1.03% | $82.0M | — | — | 5.0 | — |
| Aware | $1.26 | +0.80% | $27.3M | — | — | 1.7 | −16.5% |
| Median | — | — | 1.7 | −16.5% |




