ROC · NASDAQ · Software - Application

ROC

Builds Vision AI tools for biometric identity, video analysis, and digital-forensics work.

$4.33
After-hours close−0.04 (−1.03%)
At close$4.38(+5.17%)

Breakdown13F · Form 4

Institutions Insiders 48.87%

Shares outstanding 19.08M · Float 5.39M · 28.2% free float

Top shareholders13F · 13D/G · Form 4

HolderShares% outstandingFormFiled
Brendan Klare4.75M24.00%13GApr 29, 2026
Joshua Klontz4.75M24.00%13GApr 29, 2026
Scott Klum3.04M15.80%13GApr 29, 2026
Benjamin Klein1.42M7.40%13GApr 29, 2026
B. Scott Swann1.32M6.50%13GApr 29, 2026

Institutions13F

No 13F holders on record.

Beneficial owners13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Brendan Klare24.00%4.75M13GApr 29, 2026
Joshua Klontz24.00%4.75M13GApr 29, 2026
Scott Klum15.80%3.04M13GApr 29, 2026
Benjamin Klein7.40%1.42M13GApr 29, 2026
B. Scott Swann6.50%1.32M13GApr 29, 2026
Laurence W. Lytton5.10%967.8K13GAug 20, 2026

InsidersForm 4

InsiderRoleShares% outstandingFiled
Brendan Francis Klaredirector, 10 percent owner, officer: President & Board Chairman4.07M21.33%Apr 14, 2026
Joshua Charles Klontzdirector, 10 percent owner, officer: Chief Technology Officer4.07M21.33%Mar 17, 2026
Klum Scott Jeffrey10 percent owner2.95M15.47%Mar 17, 2026
David Simpson Rayofficer: General Counsel693.1K3.63%Mar 17, 2026
Cody Heidt Barnesofficer: Chief Financial Officer476.0K2.49%Mar 17, 2026
Steven Mark Martinezdirector16.6K0.09%Apr 10, 2026

1 ten-percent owner holds 2.95M shares by Form 4, outside the officers-and-directors figure above

Latest trades

Nothing filed in the last 12 months.

CongressHouse and Senate disclosures

Not reported.