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SHFS · NASDAQ · Banks - Regional

SHF (SHFS)

Compliance, banking and lending infrastructure for cannabis businesses and financial institutions.

$0.1613
Pre-market0.00 (0.00%)
At close$0.1613(+5.84%)

Breakdown13F · 13D/G · Form 4

Institutions12 holders · as of Mar 31, 20264.94%609.5K shares
Insiders3 holders · as of Jun 6, 20250.21%25.6K shares
Otherremainder94.85%11.70M shares

12.33M company shares as of Sep 3, 2026 · institutions as of Mar 31, 2026 · holders as of their latest filing

The reported float (2.18M, 59.8% free) does not reconcile with the share count, so it is not shown.

Top shareholders13F · 13D/G · Form 4

HolderStakeSharesEvidence
M3F, Inc.Institution
2.50%308,00013Fas of Mar 31, 2026
T3 Companies, LLCInstitution
0.71%87,80013Fas of Mar 31, 2026
Blue Owl Capital Holdings LPInstitution
0.62%75,89713Fas of Mar 31, 2026
Geode Capital Management, LLCInstitution
0.33%40,43813Fas of Mar 31, 2026
Checchi Capital Advisers, LLCInstitution
0.26%31,74113Fas of Mar 31, 2026
Two Sigma Securities, LLCInstitution
0.22%26,83013Fas of Mar 31, 2026
Donald EmmiInsiderofficer: Chief Legal Officer
0.17%20,626Form 4filed Jun 6, 2025
Vanguard Fiduciary Trust CoInstitution
0.10%12,89313Fas of Mar 31, 2026
SJS Investment Consulting Inc.Institution
0.09%11,31313Fas of Mar 31, 2026
Vanguard Capital Management LLCInstitution
0.06%7,59313Fas of Mar 31, 2026
TD Waterhouse Canada Inc.Institution
0.04%5,00013Fas of Mar 31, 2026
Karl RacineInsiderdirector
0.03%4,006Form 4filed Nov 1, 2024
Tower Research Capital LLC (TRC)Institution
0.01%1,00113Fas of Mar 31, 2026
Ameritas Advisory Services, LLCInstitution
0.01%1,00013Fas of Mar 31, 2026
Sundie SeefriedInsiderofficer: Chief Executive Officer
0.01%975Form 4filed Dec 17, 2024
Colorado Credit UnionInsider
46.76% of class, as filed13Dfiled Jul 21, 2023
M3 Funds, LLCStrategic
10.00% of class, as filed13Gfiled Dec 30, 2025
Spac Management LLCStrategic
0.78% of class, as filed13G/Afiled Oct 11, 2022
Colorado Credit Union Partner1Insider10 percent owner
4.62%569,307Form 4filed Oct 7, 2022
5Ak, LLC2Strategicdirector
1.36%168,159Form 4filed Sep 30, 2022
John Darwin3Insiderdirector
1.33%72,258 · 92,028Form 4filed Dec 8, 2023
Atalaya Capital Management LP4Strategic10 percent owner
0.65%79,975Form 4filed Jul 6, 2022
Dan Roda5Insiderofficer: EVP & Chief Operating Officer
0.38%46,443Form 4filed Dec 13, 2023
Richard Carleton6Insiderdirector
0.07%9,006Form 4filed Dec 5, 2023
James H. Dennedy7Insiderofficer: Chief Financial Officer
0.07%8,333Form 4filed May 30, 2023
  1. Last filed Oct 7, 2022; leaving the company requires no filing. Not in the bar.
  2. Last filed Sep 30, 2022; leaving the company requires no filing. Not in the bar.
  3. Last filed Dec 8, 2023; leaving the company requires no filing. Not in the bar.
  4. Last filed Jul 6, 2022; leaving the company requires no filing. Not in the bar.
  5. Last filed Dec 13, 2023; leaving the company requires no filing. Not in the bar.
  6. Last filed Dec 5, 2023; leaving the company requires no filing. Not in the bar.
  7. Last filed May 30, 2023; leaving the company requires no filing. Not in the bar.

13F — a manager's quarterly holdings · 13D/13G — an ownership statement filed at 5% or more · Form 4 — an insider's transaction report

Institutions13F, as of Mar 31, 2026

12 holders · 609.5K shares · 4 new positions · 6 increased · 1 reduced · 6 closed

HolderShares% outstandingChg q/qFiled
M3F, Inc.308.0K2.50%0Apr 28, 2026
T3 Companies, LLC87.8K0.71%+33.8KMay 7, 2026
Blue Owl Capital Holdings LP75.9K0.62%0May 14, 2026
Geode Capital Management, LLC40.4K0.33%+27.8KMay 15, 2026
Checchi Capital Advisers, LLC31.7K0.26%0May 4, 2026
Two Sigma Securities, LLC26.8K0.22%+26.8KnewMay 15, 2026
Vanguard Fiduciary Trust Co12.9K0.10%+12.9KnewMay 8, 2026
SJS Investment Consulting Inc.11.3K0.09%0Apr 23, 2026

Ownership statements13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
M3 Funds, LLC10.00%308.0K13GDec 30, 2025

Insider tradesForm 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Sep 30, 2025
Richard Carletondirector
Purchase · 2 lots850$7.76850
Sep 30, 2025
Michael Reganofficer: Chief Inv. & Strat. Officer
Purchase · 2 lots4,120$7.764,120
Sep 30, 2025
Terrance Elliot Mendezdirector, officer: Director, CEO and CFO
Purchase · 2 lots8,175$7.768,175
Sep 30, 2025
Jeffrey R. Kayofficer: Chief Marketing Officer
Purchase · 2 lots4,120$7.764,120

CongressHouse and Senate disclosures

Not reported.