SPMC · NYSE · Asset Management

Sound Point Meridian Capital (SPMC)

Provides listed exposure to CLO equity and mezzanine investments.

$9.76
Pre-market0.00 (0.00%)
At close$9.76(+0.51%)

Breakdown13F · 13D/G · Form 4

Institutions11 holders · as of Mar 31, 202658.39%11.99M shares
Insiders5 holders · as of Aug 28, 20261.16%238.3K shares
Strategic holders1 holder · as of Feb 2, 202625.66%5.27M shares
Otherremainder14.79%3.04M shares

20.54M company shares as of Aug 21, 2026 · institutions as of Mar 31, 2026 · holders as of their latest filing

Top shareholders13F · 13D/G · Form 4

HolderStakeSharesEvidence
Kim, LLCInstitution
52.54%10.79M13Fas of Mar 31, 2026
Assured Guaranty LtdStrategic10 percent owner
25.66%5.27MForm 4filed Feb 2, 2026
Bank of America Corp /DE/Institution
2.43%500,00013Fas of Mar 31, 2026
Goldman Sachs Group IncInstitution
2.31%475,09213Fas of Mar 31, 2026
Stephen KetchumInsiderdirector, officer: Chairman
0.70%143,091Form 4filed Feb 18, 2026
Everest Management Corp.Institution
0.47%96,81913Fas of Mar 31, 2026
Ujjaval DesaiInsiderdirector, officer: Chief Executive Officer
0.40%81,741Form 4filed Dec 16, 2025
Virtus Investment Advisers, Inc.Institution
0.33%67,14213Fas of Mar 31, 2026
Cerity Partners LLCInstitution
0.10%20,27013Fas of Mar 31, 2026
Jane Street Group, LLCInstitution
0.08%16,04413Fas of Mar 31, 2026
Oppenheimer & Co IncInstitution
0.07%13,70013Fas of Mar 31, 2026
Matthew E. ForstenhauslerInsiderdirector
0.06%12,496Form 4filed Aug 28, 2026
Morgan StanleyInstitution
0.04%8,01413Fas of Mar 31, 2026
UBS Group AGInstitution
0.02%4,32013Fas of Mar 31, 2026
Douglas Taylor HealyInsiderdirector
0.00%500Form 4filed Nov 22, 2024
Lana LewinInsiderdirector
0.00%492Form 4filed Nov 22, 2024
BNP Paribas Arbitrage, SNCInstitution
0.00%20013Fas of Mar 31, 2026
Karpus Management, Inc.Institution
26.51% of class, as filed13Gfiled Aug 7, 2025
Kevin Gerlitz1Insiderofficer: Chief Financial Officer
0.02%5,000Form 4filed Jun 18, 2024
Lucas D. Foss2Insiderofficer: Fund Chief Compliance Officer
0.00%0Form 4filed Jul 26, 2024
  1. Last filed Jun 18, 2024; leaving the company requires no filing. Not in the bar.
  2. Last filed Jul 26, 2024; leaving the company requires no filing. Not in the bar.

13F — a manager's quarterly holdings · 13D/13G — an ownership statement filed at 5% or more · Form 4 — an insider's transaction report

Institutions13F, as of Mar 31, 2026

11 holders · 11.99M shares · 2 new positions · 6 increased · 1 reduced · 7 closed

HolderShares% outstandingChg q/qFiled
Kim, LLC10.79M52.54%0May 12, 2026
Bank of America Corp /DE/500.0K2.43%0May 18, 2026
Goldman Sachs Group Inc475.1K2.31%+658May 15, 2026
Everest Management Corp.96.8K0.47%+17.0KMay 7, 2026
Virtus Investment Advisers, Inc.67.1K0.33%+37.5KMay 14, 2026
Cerity Partners LLC20.3K0.10%+20.3KnewMay 15, 2026
Jane Street Group, LLC16.0K0.08%+16.0KnewMay 12, 2026
Oppenheimer & Co Inc13.7K0.07%0Apr 24, 2026

Ownership statements13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Karpus Management, Inc.26.51%1.22M13GAug 7, 2025
Investment Management16.19%372.3K13GDec 6, 2024

Insider tradesForm 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Aug 27, 2026
Matthew E. Forstenhauslerdirector
Purchase2,400$9.2912,496
Aug 26, 2026
Matthew E. Forstenhauslerdirector
Purchase1,600$9.2110,096
Aug 26, 2026
Matthew E. Forstenhauslerdirector
Sale2,427$9.208,496
Feb 13, 2026
Stephen Ketchumdirector, officer: Chairman
Purchase1,000$11.4093,090
Feb 13, 2026
Matthew E. Forstenhauslerdirector
Purchase2,000$11.509,644
Jan 29, 2026
Assured Guaranty Ltd10 percent owner
Sale237$14.325,269,453
Jan 27, 2026
Assured Guaranty Ltd10 percent owner
Sale4,562$14.315,269,690
Jan 23, 2026
Assured Guaranty Ltd10 percent owner
Sale305$14.295,274,252
Jan 14, 2026
Assured Guaranty Ltd10 percent owner
Sale1,650$14.485,274,557
Jan 13, 2026
Assured Guaranty Ltd10 percent owner
Sale165$14.505,276,207

CongressHouse and Senate disclosures

Not reported.