SSSS · NASDAQ · Asset Management

SuRo Capital

A publicly traded fund investing in venture-backed private companies.

$11.46
At close−0.02 (−0.17%)
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Profile

SuRo Capital Corp.SSSSFinancials

SuRo Capital is a Nasdaq-listed business development company that gives public shareholders exposure to venture-backed private companies. It mainly seeks capital gains from equity and equity-linked stakes, using direct deals, secondary purchases, funds, and special-purpose vehicles.

SuRo Capital is a non-diversified closed-end management investment company and business development company focused on late-stage private businesses. Its portfolio work centers on equity and equity-related stakes, including common or preferred stock, warrants, convertible securities, private credit, and positions accessed through direct investments, secondary marketplaces, negotiated purchases, funds, and special-purpose vehicles.

The company’s stated investment themes include artificial intelligence infrastructure and applications, software-as-a-service, financial technology and services, consumer goods and services, education technology, and logistics and supply chain. As a publicly traded vehicle, it gives common shareholders a listed route into an asset class usually reached through venture capital or private equity funds. The structure is shaped by BDC regulation, limited leverage rules, illiquid private-company holdings, and a proposed move to an external adviser that still depends on shareholder approval.

Company facts

CEOMark D. Klein
ListedApr 28, 2011
ExchangeNASDAQ
HeadquartersSan Francisco, CA
CountryUnited States
Employees9
CIK0001509470
ISINUS86887Q1094

Key statistics

Market cap$298.8M
EPS (ttm)$4.02
P/E (ttm)2.85
ROE0.0%
P/B0.0000
P/S67.85
Dividend yield2.18%
Beta1.73vs XLF 0.07

Year to date +18.8% · Average volume (30d) 310.8K

Analysts

No analyst consensus on record.

Earnings

EPS

Estimate−$0.16
Reported−$0.16−3.2%

Revenue

Estimate$561.0K
Reported$732.0K+30.5%

History

Report dateEPS estEPSSurpriseRevenue estRevenueSurpriseNext session
May 5, 2026Q1 FY26−$0.16−$0.16−3.2%$561.0K$732.0K+30.5%+5.03%
Mar 10, 2026Q4 FY25−$0.12−$0.23−100.0%$459.0K$556.3K+21.2%+6.10%
Nov 4, 2025Q3 FY25−$0.20−$0.10+50.0%$354.5K$459.3K+29.6%+2.04%
Aug 6, 2025Q2 FY25−$0.17−$0.16+5.9%$499.0K$167.3K−66.5%−3.22%
View details

Financial highlights

12 quartersQ1 FY25Q2 FY25Q3 FY25Q4 FY25Q1 FY26Q2 FY26
Revenue$3.4M$66.2M$11.3M−$13.9M$1.6M$5.3M
Gross profit$2.1M$64.9M$10.1M−$15.2M$1.6M$5.3M
Operating income−$806.7K$62.3M$7.4M−$20.1M$156.9M−$17.6M
Net income−$806.7K$62.3M$7.4M−$20.1M$155.6M−$18.7M
Diluted EPS−$0.03$2.23$0.26−$0.68$5.16−$0.72
Gross margin62.4%98.1%88.7%100.0%100.0%
Operating margin-24.1%94.1%65.5%9,671.1%-328.8%

Fiscal years (4-quarter sums)FY21 $1.5M · FY22 $3.5M · FY23 $6.6M · FY24 $4.7M · FY25 $67.0M

Balance sheet, Jun 30, 2026Cash & short-term investments $12.94T · Total debt $26.42T · Total assets $420.12T · Shareholders' equity $355.86T

Dividends

Next ex-date
Nov 21, 2026
estimated · in 84 days
Annual dividend
$0.25
per share
Dividend yield
2.18%
Schedule
Annual
one payment a year

Last raised to $0.25 from $0.11 in Jul 2025. To collect a payout, hold shares through the close before the ex-date.

History

Ex-dateRecordPaidAmountNote
Nov 21, 2025Nov 21Dec 5$0.25
Jul 21, 2025Jul 21Jul 31$0.25raised from $0.11
Mar 24, 2022Mar 25Apr 15$0.11cut from $0.75
Dec 30, 2021Dec 31Jan 14$0.75cut from $2.00
Nov 16, 2021Nov 17Dec 30$2.00
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Ownership

Institutions 20.57%5.36M sharesInsiders 8.43%2.20M sharesOther 71.00%18.51M shares

Shares outstanding 26.07M · Float 23.86M

This issuer lists more than one class and the share count spans them all, so a stake here reads as a share of the whole company, not of this class.

Top shareholders13F · 13D/G · Form 4

HolderShares% of companyFormFiled
Mark D. Klein · director, officer: Chairman, CEO and President1.73M6.65%Form 4Jun 16, 2026
Gabelli Funds LLC1.30M5.00%13FMay 14, 2026
Gatepass Capital, LLC505.9K1.94%13FMay 6, 2026
Needham Investment Management LLC426.6K1.64%13FMay 15, 2026
Franklin Resources Inc300.7K1.15%13FMay 13, 2026

Insider tradesForm 4

DateInsiderRoleSharesAvg price
Jun 23, 2026Ronald M. Lottdirector−500$12.35
Apr 28, 2026Ronald M. Lottdirector−10,669$12.90
Apr 21, 2026Mark D. Kleindirector, officer: Chairman, CEO and President+2,500$13.08
Apr 22, 2026Mark D. Kleindirector, officer: Chairman, CEO and President+2,500$13.25
Jun 11, 2025Ronald M. Lottdirector−39$7.42
View details

Peers

Not reported.