Delisting risk
BENF · NASDAQ · Asset Management

Beneficient (BENF)

Financing, custody and trust administration for illiquid alternative assets.

$2.16
At close+0.21 (+10.77%)

Breakdown13F · 13D/G · Form 4

Institutions14 holders · as of Mar 31, 20263.62%559.8K shares
Insiders8 holders · as of Apr 20, 202676.75%11.86M shares
Strategic holders1 holder · as of Oct 7, 20240.28%43.5K shares
Otherremainder19.35%2.99M shares

15.46M company shares as of Sep 3, 2026 · institutions as of Mar 31, 2026 · holders as of their latest filing

Two share counts disagree (15.46M in the company's Sep 3, 2026 report, 1.16M elsewhere); stakes use the report.

This company has 2 share classes; every stake here is a share of the whole company.

Top shareholders13F · 13D/G · Form 4

HolderStakeSharesEvidence
Mack H. HicksInsiderdirector, 10 percent owner
74.80%11.56M AForm 4filed Apr 20, 2026
Geode Capital Management, LLCInstitution
1.02%158,027 A13Fas of Mar 31, 2026
Vanguard Capital Management LLCInstitution
0.97%150,000 A13Fas of Mar 31, 2026
Peter T. Jr CanganyInsiderdirector
0.78%120,237 AForm 4filed Dec 9, 2025
Bruce William SchnitzerInsiderdirector
0.76%116,721 AForm 4filed Dec 9, 2025
Vanguard Fiduciary Trust CoInstitution
0.46%71,511 A13Fas of Mar 31, 2026
State Street CorpInstitution
0.34%51,845 A13Fas of Mar 31, 2026
BlackRock, Inc.Institution
0.29%45,323 A13Fas of Mar 31, 2026
GWG Wind Down TrustStrategic10 percent owner
0.28%43,523 AForm 4filed Oct 7, 2024
Northern Trust CorpInstitution
0.20%31,411 A13Fas of Mar 31, 2026
Karen WendelInsiderdirector
0.17%25,915 AForm 4filed Nov 25, 2024
Morgan StanleyInstitution
0.16%24,038 A13Fas of Mar 31, 2026
Jeff WeldayInsiderofficer: See Remarks
0.14%21,549 AForm 4filed Jul 23, 2025
Patrick J. DoneganInsiderdirector
0.11%17,277 AForm 4filed Oct 2, 2024
Ausdal Financial Partners, Inc.Institution
0.08%11,817 A13Fas of Mar 31, 2026
Vanguard Global Advisers, LLCInstitution
0.06%8,750 A13Fas of Mar 31, 2026
UBS Group AGInstitution
0.04%5,988 A13Fas of Mar 31, 2026
Tower Research Capital LLC (TRC)Institution
0.01%796 A13Fas of Mar 31, 2026
Maria S. RutledgeInsiderofficer: Chief Technology Officer
0.00%318 AForm 4filed Sep 27, 2024
Legacy Wealth Managment, LLC/IDInstitution
0.00%300 A13Fas of Mar 31, 2026
James G. SilkInsiderofficer: Interim CEO
0.00%300 AForm 4filed Jul 24, 2025
Newbridge Financial Services Group, Inc.Institution
0.00%24 A13Fas of Mar 31, 2026
Sbi Securities Co., Ltd.Institution
0.00%7 A13Fas of Mar 31, 2026
Thomas O. Hicks1Insiderdirector
Form 4filed Aug 28, 2024
Brad K. Heppner2Insiderdirector, officer: See Remarks
Form 4filed Jun 11, 2024
  1. The filed share classes (A, S, B) could not be matched to the company's, so no percentage.
  2. The filed share classes (A, B, S) could not be matched to the company's, so no percentage.

13F — a manager's quarterly holdings · Form 4 — an insider's transaction report

Institutions13F, as of Mar 31, 2026

14 holders · 559.8K shares · 5 new positions · 12 increased · 1 reduced · 4 closed

HolderShares% of companyChg q/qFiled
Geode Capital Management, LLC158.0K1.02%+3.8KMay 15, 2026
Vanguard Capital Management LLC150.0K0.97%+150.0KnewMay 15, 2026
Vanguard Fiduciary Trust Co71.5K0.46%+71.5KnewMay 8, 2026
State Street Corp51.8K0.34%+28.8KMay 15, 2026
BlackRock, Inc.45.3K0.29%+702May 13, 2026
Northern Trust Corp31.4K0.20%+14.2KMay 14, 2026
Morgan Stanley24.0K0.16%+24.0KnewMay 15, 2026
Ausdal Financial Partners, Inc.11.8K0.08%+1.5KMay 12, 2026

Ownership statements13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Hicks Holdings Operating, LLCincl. Mack Hicks81.20%13DApr 20, 2026
Rivernorth Capital Management, LLC13.27%13GNov 14, 2024
Wind Down Trustincl. C. Freeman, solely in her capacity as trustee of the GWG Wind Down Trust7.60%13D/AOct 8, 2024
James G. Silk7.50%13DJul 9, 2026
T. Cangany, Jr.incl. Capital Management, LLC7.40%13GSep 18, 2024

Insider tradesForm 4

Latest trades

No open-market trades in the last 12 months.

CongressHouse and Senate disclosures

Not reported.